Comments on FINRA Rulemaking

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to Options Supervision Requirements

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Date Received
Date Letter Type Commenter Name
Public Comment Mark R. Hastings, Chief Compliance Officer, Prudential Investment Management Services LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2007-035
Release Number
34-57775
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