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Comments on FICC Advance Notice

Deemed No Objection of an Advance Notice to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes

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Date Sort descending	Letter Type	Commenter Name
April 16, 2019	Public Comment	James Tabacchi, Chairman, Independent Dealer and Trader Association
Feb. 4, 2019	Public Comment	Murray Pozmanter, Managing Director, Fixed Income Clearing Corporation (FICC)
Jan. 30, 2019	Public Comment	Stephen John Berger, Managing Director, Government & Regulatory Policy, Citadel
Jan. 22, 2019	Public Comment	James Tabacchi, Chairman, Independent Dealer and Trader Association (IDTA)
Jan. 22, 2019	Public Comment	Robert Toomey, Managing Director and Associate General Counsel, SIFMA
Jan. 18, 2019	Public Comment	Robert E. Pooler, Chief Financial Officer, Ronin Capital, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FICC-2018-802

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