Comments on Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ) Rulemaking

Notice of Filing of the Thirtieth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Second Substantive Amendment to the Restated CQ Plan

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regading a May 5, 2020 telephone call with representatives of Healthy Markets
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 4, 2020, meeting with representatives of various market participants
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 4, 2020, meeting with representatives from several equity market participants
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 4, 2020, meeting with representatives from Charles Schwab & Co., Inc., Citigroup Inc., Fidelity Investments, Glenmede Investment Management LP, Ontario Teachers' Pension Plan Board, Securities Traders Association, State Street Global Advisors, T. Rowe Price Group, Inc., TD Ameritrade, Inc., and Two Sigma Securities, LLC
Public Comment Jeff Brown, Senior Vice President - Legislative and Regulatory, Charles Schwab Co.
Public Comment Joseph Kinahan, Managing Director, TD Ameritrade
Public Comment Kelvin To, Founder and President, Data Boiler Technologies, LLC
Public Comment Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets
Public Comment CTA/UTP Advisory Committee

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-CTA/CQ-2019-01
Release Number
34-87907
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