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Comments on Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ) Rulemaking
Notice of Filing and Immediate Effectiveness of the Sixteenth Charges Amendment to the Second Restatement of the CTA Plan and Eighth Charges Amendment to the Restated CQ Plan
[Release No. 34-69157; File No. SR-CTA/CQ-2013-01]
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| Apr. 10, 2013 | Kimberly Unger, Esq., CEO and Executive Director, The Security Traders Association of New York, Inc., New York, New York |
| Mar. 21, 2013 | Henry Schwartz, President and Founder, Trade Alert LLC, NY, New York |
http://www.sec.gov/comments/sr-ctacq-2013-01/ctacq201301.shtml
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