Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Rule 14.10(f)

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Date Received
Date Letter Type Commenter Name
Public Comment Paul G. Cellupica, General Counsel, Investment Company Institute; Kevin Ercoline, Assistant General Counsel, Investment Company Institute
Public Comment Paul G. Cellupica, General Counsel, Investment Company Institute, Kevin Ercoline, Assistant General Counsel, Investment Company Institute and Shelly Antoniewic, Chief Economist, Investment Company Institute
Public Comment Boaz Weinstein, SABA Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 25, 2024, conference call with representatives of Saba Capital
Public Comment Michael D'Angelo, Chief Operating Officer and General Counsel, SABA Capital
Public Comment Robert J. Jackson, Professor, NYU
Public Comment Kevin Ercoline, Assistant General Counsel, and Paul G. Cellupica, General Counsel, Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Trading & Markets regarding an October 28, 2024, meeting with representatives of the Investment Company Insitute and certain members
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding an October 4, 2024, meeting with representatives of Saba Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 30, 2024 meeting with representatives of Saba Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 6, 2024, meeting with representatives of the Saba Capital
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 28, 2024, meeting with ICI
Meeting with SEC Officials Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a September 5, 2024 meeting with representatives of Saba Capital Management, L.P.
Public Comment Stradley Ronon Stevens & Young, LLP
Public Comment Paul N. Roth, Schulte, Roth + Zabel
Public Comment George W. Morris
Public Comment Investment Adviser Association; Securities Industry and Financial Markets Association; SIFMA's Asset Management Group; Insured Retirement Institute
Public Comment Joseph V. Amato, President and Chief Investment Officer, Equities, Neuberger Berman Group LLC
Public Comment Michael D'Angelo, Saba Capital Management LP
Public Comment Paul G. Cellupica, General Counsel, and Kevin Ercoline, Assistant General Counsel, Investment Company Institute
Public Comment Lucian A. Bebchuk, Harvard Law School and Robert J. Jackson, Jr., New York University School of Law
Public Comment Daniel J. Taylor, Arthur Anderson Professor, The Wharton School (Co-Chair, the Working Group) et al.
Public Comment Sarah Tadtman, Senior Counsel, Cboe BZX Exchange, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-CboeBZX-2024-055
Release Number
34-100473
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