Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to Position and Exercise Limits
[Release No. 34-99119; File No. SR-CBOE-2023-063]
(Click here for meetings with SEC officials)
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| Jan. 26, 2024 | Ellen Greene, Managing Director, Equity and Options Market Structure, Securities Industry and Financial Markets Association |
| Jan. 13, 2024 | Jiri Krol, Deputy CEO, Global Head of Government Affairs,
Alternative Investment Management Association |
| Jan. 4, 2024 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 18, 2024 | Memorandum from the Division of Trading and Markets regarding a March 11, 2024, meeting with representatives of the Financial Industry Regulatory Authority |
| Mar. 1, 2024 | Memorandum from the Division of Trading and Markets regarding a February 23, 2024 meeting with representatives of the Chicago Mercantile Exchange |
| Feb. 20, 2024 | Memorandum from the Division of Trading and Markets regarding a February 16, 2024 meeting with representatives of SIFMA |
| Feb. 16, 2024 | Memorandum from the Division of Trading and Markets regarding a February 13, 2024, meeting with representatives of the Managed Funds Association |
| Feb. 8, 2024 | Memorandum from the Division of Trading and Markets regarding a February 7, 2024 meeting with representatives of Millennium Management LLC |
