Comments on Concept Release: Treatment of Asset-Backed Issuers under the Investment Company Act

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Date Received
Date Letter Type Commenter Name
Public Comment Lindsey R. Douglas, Yakima, Washington
Public Comment Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, and Martin Fingerhut, Chair, Securitization and Structured Finance Committee, Business Law Section, American Bar Association, New York, New York
Public Comment Dechert LLP
Public Comment Dennis M. Kelleher, President & CEO, Better Markets, Inc. and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Public Comment Eric S. Purple, K&L Gates LLP, on behalf of Gladstone Capital Corporation and Gladstone Investment Corporation
Public Comment J. Christopher Clifton, Vice President, Legal & Assistant Secretary, PHH Corporation
Public Comment Jeff Leuenberger, Vice President, Securitization, Wyndham Worldwide Corporation
Public Comment Jonathan L. Rosenthal, Senior Managing Director - Global Portfolio Management, Metropolitan Life Insurance Company
Public Comment Joshua Bloomstein, General Counsel, Ares Capital Corporation
Public Comment K&L Gates LLP
Public Comment Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia
Public Comment Kenneth J. Berman, Chair, Committee on Investment Management Regulation, The Association of the Bar of the City of New York, New York, New York
Public Comment Stephen M. Renna, Chief Executive Officer, CRE Finance Council
Public Comment Tom Deutsch, Executive Director, American Securitization Forum
Public Comment Tom Quaadman, U.S. Chamber of Commerce, Washington, District of Columbia
Public Comment Lloyd McAdams, Chairman and Chief Executive Officer. Anworth Mortgage Asset Corporation
Public Comment Stephen J. Snoha, Nutley, New Jersey
Public Comment Matthew W. Lockin, Law Student, Phoenix, Arizona
Public Comment Gary J. Kogowski, Ph.D, Farmington Hills, Michigan
Public Comment Doug B. Pearce, Costa Mesa, California
Public Comment Mark A. Kaczmarek, Weirton, West Virginia
Public Comment Anonymous, Canada
Public Comment Scott Smith, Gainesville, Florida
Public Comment Robert J. Brown, Alexandria, Virginia
Public Comment Martin Katz, Herndon, Virginia
Public Comment John Lee Hansen, Jacksonville, Arkansas
Public Comment Douglas L. Roberts, Chapel Hill, North Carolina
Public Comment John J. McCauley, President, McCauley Investment Services, Guilford, Connecticut
Public Comment Benjamin L. Giguere, Phoenix, Arizona
Public Comment John J. McCauley, President, McCauley Investment Services, Guilford, Connecticut

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-35-11
Release Number
IC-29779
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