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Comments on Study Required by Section 989G(b) of the Dodd-Frank Act Regarding Compliance with Section 404(b) of the Sarbanes-Oxley Act

[Release No. 34-63108; File No. s7-29-10]

Submitted Comments

Dec. 10, 2013 Edgar M. Dawai, Investor, Mombasa, Kenya
Jan. 19, 2011 Michael L. Gullette, Vice President, Accounting and Financial Management, American Bankers Association
Dec. 16, 2010 Grant Thornton LLP
Dec. 15, 2010 Georg Merkl, Binz, Switzerland
Dec. 8, 2010 Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity Division, and James C. Allen, Head, Capital Markets Policy, CFA Institute
Dec. 6, 2010 Ernst & Young LLP
Dec. 6, 2010 Alan F. Eisenberg, Executive Vice President, Emerging Companies and Business Development, Biotechnology Industry Organization (BIO)
Dec. 6, 2010 Christopher Cole, Senior Vice President and Senior Regulatory Counsel, Independent Community Bankers of America
Dec. 6, 2010 Deloitte & Touche LLP
Dec. 6, 2010 Cynthia M.Fornelli, Executive Director, Center for Audit Quality
Dec. 5, 2010 James B. Vorhies, Arlington, Texas
Dec. 1, 2010 Jeff Mahoney, General Counsel, Council of Institutional Investors
Nov. 5, 2010 Stephen A. Boyko
Oct. 27, 2010 John L. Pierschbacher, Des Moines, Iowa

Meetings with SEC Officials

Dec. 21, 2010 Memorandum from the Office of Commissioner Walter regarding a November 17, 2010, meeting with representatives of BNY ConvergEx Group, LLC

Modified: 12/12/2013