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Comments on Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies

[Release No. 33-9222; File No. S7-22-11]

Submitted Comments

Jan. 31, 2012 Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable; Robert Pickel, Chief Executive Officer, ISDA; and Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA
Dec. 8, 2011 Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Investments
Aug. 22, 2011 Bruce Bolander, Gibson, Dunn and Crutcher LLP, New York, New York
Jul. 25, 2011 Scott Pintoff, General Counsel, GFI Group Inc., New York, New York
Jul. 4, 2011 William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia
Jun. 22, 2011 Lawrence J. Kramer, Bedford, New York
Jun. 21, 2011 Thomas A. Prentice, Ph.D., San Marcos

Meetings with SEC Officials

Oct. 17, 2011 Memorandum from the Division of Corporation Finance regarding an October 17, 2011 meeting with representatives of GFI Group, Inc.

Modified: 02/01/2012