Comments on List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
[Release Nos. 33-10209, 34-78845, 39-2511, IA-4530, IC-32263; File No. S7-21-16]
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| Jun. 13, 2017 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Apr. 5, 2017 | Joanna Mallers, Secreatary, FIA Principal Traders Group |
| Apr. 3, 2017 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Mar. 29, 2017 | Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Jan. 19, 2017 | Ernst & Young LLP |
| Dec. 9, 2016 | William R. Harts, CEO, Modern Markets Initiative, New York, New York |
| Nov. 18, 2016 | Ray Tierney, Global Head of Bloomberg Tradebook and Bloomberg's Sell Side Equity Order Management System, et al., Bloomberg, L.P. |
| Oct. 20, 2016 | Niels Holch, Executive Director, Coalition of Mutual Fund Investors |
| Oct. 20, 2016 | Anonymous |
| Oct. 19, 2016 | Amy R. Doberman, Wilmer Cutler Pickering Hale and Dorr LLP |
| Oct. 19, 2016 | Paul Schott Stevens, President and CEO, Investment Company Institute |
| Oct. 17, 2016 | Sullivan & Cromwell LLP |
| Sep. 19, 2016 | Kim Wales, Founder/ CEO, Wales Capital and CrowdBureau, and Adjunct Professor, City College of New York |
| Sep. 16, 2016 | John L. Thornton, Co-Chair; Hal Scott, Director; and R. Glenn Hubbard, Co-Chair; Committee on Capital Markets Regulation, Cambridge, Massachusetts |
