Comments on List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act

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Date Received
Date Letter Type Commenter Name
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Joanna Mallers, Secreatary, FIA Principal Traders Group
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Public Comment Ernst & Young LLP
Public Comment William R. Harts, CEO, Modern Markets Initiative, New York, New York
Public Comment Ray Tierney, Global Head of Bloomberg Tradebook and Bloomberg's Sell Side Equity Order Management System, et al., Bloomberg, L.P.
Public Comment Anonymous
Public Comment Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Public Comment Amy R. Doberman, Wilmer Cutler Pickering Hale and Dorr LLP
Public Comment Paul Schott Stevens, President and CEO, Investment Company Institute
Public Comment Sullivan & Cromwell LLP
Public Comment Kim Wales, Founder/ CEO, Wales Capital and CrowdBureau, and Adjunct Professor, City College of New York
Public Comment John L. Thornton, Co-Chair; Hal Scott, Director; and R. Glenn Hubbard, Co-Chair; Committee on Capital Markets Regulation, Cambridge, Massachusetts
File Number
S7-21-16
Release Number
33-10209
34-78845
39-2511
IA-4530
IC-32263
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