Comments on Rule 10b5-1 and Insider Trading

[Release No. 33-11013; 34-93782; File No. S7-20-21]

Submitted Comments

(Click here for meetings with SEC officials)
Nov. 4, 2022 U.S. Senator Thom Tillis
Oct. 28, 2022 Rod Miller, Chair, Securities Regulation Committee, Association of the Bar of the City of New York
Oct. 7, 2022 Craig M. Lewis, Professor of Law, and Joshua T. White, Assistant Professor of Finance, Vanderbilt University
Aug. 15, 2022 Senator Elizabeth Warren, Senator Chris Van Hollen, Senator Tammy Baldwin, and Senator Bernard Sanders
Jul. 28, 2022 Brad Lander, New York City Comptroller
Apr. 29, 2022 Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association
Apr. 11, 2022 Wilson Sonsini Goodrich & Rosati
Apr. 6, 2022 Penny Somer-Greif, Chair, Committee on Securities Law of the Business Law Section of the Maryland State Bar Association
Apr. 4, 2022 William Quinn, CFO, Bolt Biotherapeutics
Apr. 3, 2022 Alan Comaskey
Apr. 1, 2022 Rod Miller, Chair, Securities Regulation Committee, Association of the Bar of the City of New York
Apr. 1, 2022 Investment Company Institute
Apr. 1, 2022 Bank Policy Institute and the American Bankers Association
Apr. 1, 2022 Shearman & Sterling LLP
Apr. 1, 2022 Ted Allen, Vice President, Policy & Advocacy and Darla Stuckey President and CEO, Society for Corporate Governance
Apr. 1, 2022 Stephen W. Hall, Legal Director and Securities Specialist and Jason Grimes, Senior Counsel, Better Markets, Inc.
Apr. 1, 2022 Amy E. Wilson, General Counsel and Corporate Secretary, Dow Inc.
Apr. 1, 2022 PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP
Apr. 1, 2022 Ani Huang, President and CEO, Center On Executive Compensation
Apr. 1, 2022 Sullivan & Cromwell LLP
Apr. 1, 2022 Kevin Carroll, Managing Director and Associate General Counsel, SIFMA
Apr. 1, 2022 Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Apr. 1, 2022 Kirkland & Ellis LLP
Apr. 1, 2022 Brandon Rees, Deputy Director, Corporation and Capital Markets, AFL-CIO
Apr. 1, 2022 Coalition of Business Trades, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Apr. 1, 2022 Hope M. Jarkowski, General Counsel, New York Stock Exchange
Apr. 1, 2022 Brad Rock, Partner, DLA Piper
Apr. 1, 2022 Melanie Senter Lubin, NASAA President, Maryland Securities Commissioner
Apr. 1, 2022 Shiran Nawi, General Counsel, monday.com
Apr. 1, 2022 Joseph P. Corcoran, Managing Director and Associate General Counsel, SIFMA
Apr. 1, 2022 Rick Hansen, Deputy General Counsel, Corporate and Corporate Secretary, HP Inc.
Apr. 1, 2022 Andrew MacInnes, BrilLiquid LLC
Apr. 1, 2022 Dennis E. Nixon, President, International Bancshares Corporation
Apr. 1, 2022 National Venture Capital Association
Apr. 1, 2022 Mark R. Allen, Senior Vice President, FedEx Corporation.
Apr. 1, 2022 Mark J. Guinan, Executive Vice President and Chief Financial Officer, Quest Diagnostics
Apr. 1, 2022 Richard V. McPhail, Executive Vice President and Chief, Financial Officer, HomeDepot
Apr. 1, 2022 Randall C. King, Treasurer, PNC
Apr. 1, 2022 Vistra Corp.
Apr. 1, 2022 Anonymous
Mar. 31, 2022 Brad Vollmer, CFA, Senior Vice President and Treasurer, Gilead Sciences, Inc.
Mar. 31, 2022 Gilead Sciences, Inc.
Mar. 31, 2022 Bart Naylor, Public Citizen
Mar. 31, 2022 Kerrie Waring, Chief Executive Officer, ICGN
Mar. 31, 2022 HudsonWest LLC
Mar. 31, 2022 Chris Netram, Managing Vice President, Tax and Domestic Economic Policy, National Association of Manufacturers
Mar. 31, 2022 Robert A. Freedman, Partner, and David A. Bell, Partner, FENWICK & WEST LLP
Mar. 31, 2022 Joseph H. Kaufman, Simpson Thacher & Bartlett LLP
Mar. 31, 2022 Campbell Pryde, President and CEO, XBRL US
Mar. 31, 2022 Jones Day
Mar. 31, 2022 Mark Busch and Sean Jones, KL Gates LLP
Mar. 31, 2022 Chevron Corporation, Corporate Secretary and Chief Governance Officer
Mar. 31, 2022 Cravath, Swaine Moore LLP
Mar. 30, 2022 Douglas A. Cifu, Chief Executive Officer, Virtu Financial, Inc.
Mar. 30, 2022 BioNJ
Mar. 30, 2022 The PNC Financial Services Group, Inc.
Mar. 30, 2022 ACCO Brands Corporation, ACCO Brands
Mar. 30, 2022 Anthony O'Reilly
Mar. 29, 2022 Empire State Realty Trust, Inc.
Mar. 29, 2022 Ron Baker, Executive Director of Colorado Public Employees’ Retirement Association
Mar. 29, 2022 Caleb Kruckenberg, Pacific Legal Foundation
Mar. 28, 2022 James D Gallagher, General Counsel, Manulife
Mar. 26, 2022 Davis Polk Wardwell LLP
Mar. 26, 2022 Lava, Investor
Mar. 25, 2022 Anonymous
Mar. 24, 2022 Leopoldo Guzman, Chairman & CEO, Guzman & Company
Mar. 24, 2022 Jeff Mahoney, General Counsel, Council of Institutional Investors
Mar. 23, 2022 Brad Lander, New York City Comptroller
Mar. 23, 2022 Nicolas Grabar, Partner, Cleary Gottlieb Steen Hamilton LLP
Mar. 18, 2022 James Fox
Mar. 17, 2022 Terry Hogan
Mar. 14, 2022 Anonymous
Mar. 14, 2022 Adam Beherns, Engineer
Mar. 13, 2022 Taj Reilly
Mar. 12, 2022 Marc Thomas
Mar. 11, 2022 Tim McMillen, Retail investor
Mar. 11, 2022 Hector Chow, Sales Executive
Mar. 9, 2022 Brian Mittendorf
Mar. 8, 2022 Dorsey & Whitney LLP
Mar. 5, 2022 Mussie Gebregziabiher
Mar. 3, 2022 Michael Stratton
Mar. 3, 2022 Franky Chavez
Mar. 2, 2022 Stephanie Korenman, Partner, Stern Tannenbaum Bell LLP
Feb. 26, 2022 Jonathan Romero
Feb. 23, 2022 Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Feb. 22, 2022 Karl T. Muth, The University of Chicago
Feb. 21, 2022 Andrew Affrunti
Feb. 21, 2022 JB, Retail Investor
Feb. 21, 2022 Christopher Alvarez, Engineer
Feb. 21, 2022 Alex Marcu, Accountant
Feb. 20, 2022 Anonymous
Feb. 20, 2022 Jimmy Gramajo
Feb. 20, 2022 Steven T.
Feb. 20, 2022 Timothy
Feb. 19, 2022 Mike Soltys
Feb. 19, 2022 Brian Hargett
Feb. 19, 2022 Anonymous
Feb. 19, 2022 Curtis Higgins
Feb. 19, 2022 Andres Loubriel
Feb. 19, 2022 Ian Rice, Electrician
Feb. 19, 2022 Phillip, Retail Investor
Feb. 19, 2022 Amy Lewis, Vice President, Policy Communications, WILD Foundation
Feb. 19, 2022 Gregory Allen
Feb. 19, 2022 Steven Casey
Feb. 19, 2022 J.A.
Feb. 19, 2022 Anonymous
Feb. 19, 2022 Kyle
Feb. 19, 2022 Anonymous
Feb. 19, 2022 Anonymous
Feb. 19, 2022 Ryan
Feb. 19, 2022 BAV
Feb. 19, 2022 Anonymous
Feb. 18, 2022 Ryan Brunton
Feb. 18, 2022 Cole Barker
Feb. 18, 2022 Lindsay Meeks
Feb. 18, 2022 B. Lewis
Feb. 18, 2022 Dylan Crosby
Feb. 18, 2022 Alexander Tasson
Feb. 17, 2022 Anonymous
Feb. 17, 2022 Booker Marsh
Feb. 17, 2022 Scott Clarke, Business Owner
Feb. 8, 2022 Jurell Snyder, Retired Law Enforcement
Feb. 7, 2022 Jacob Snyder
Feb. 7, 2022 James
Feb. 7, 2022 Michael Glessing
Feb. 7, 2022 Rev. J Hallandale, Professor of economics MIT
Feb. 6, 2022 Ray cyr
Feb. 4, 2022 Kenneth Wilson, Chemist
Feb. 4, 2022 Chris, IT
Jan. 27, 2022 Steven Harrison, Tax Professional
Jan. 26, 2022 David C. Fischer, Loeb Loeb LLP
Jan. 25, 2022 Carroll Wade
Jan. 25, 2022 Edward Yenick Jr., Deputy Chief, Retired, State of Nevada
Jan. 24, 2022 Robert Zuccarello, Retail Investor
Jan. 23, 2022 Lucy C.
Jan. 23, 2022 Jermaine Mitchell, Firefighter for the city of Saint Paul, MN
Jan. 22, 2022 Roger, Retail Investor
Jan. 22, 2022 Anonymous
Jan. 22, 2022 Lee R. Jastram
Jan. 22, 2022 Anonymous
Jan. 22, 2022 Anonymous
Jan. 21, 2022 Tod Coburn, JP Morgan
Jan. 21, 2022 Judah Herrera
Jan. 21, 2022 Jeff Shore
Jan. 21, 2022 Timothy Hanlon
Jan. 21, 2022 Timothy W. Rennels
Jan. 21, 2022 Lucas Tate
Jan. 21, 2022 Kenneth Hill
Jan. 21, 2022 Chad Crow, CCO Farm Credit Southeast Missouri
Jan. 21, 2022 Adam Burnette
Jan. 21, 2022 Jaime Cruz
Jan. 21, 2022 Jason
Jan. 20, 2022 Daniel Yu
Jan. 19, 2022 Aaron Abrams
Jan. 19, 2022 Marty Alger
Jan. 19, 2022 Emmanuel Ibus
Jan. 12, 2022 Anonymous
Jan. 10, 2022 Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs
Jan. 6, 2022 Kimmy Love
Jan. 6, 2022 James Ochner
Jan. 5, 2022 Romeo
Jan. 4, 2022 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Jan. 4, 2022 Kevin Carroll, Managing Director and Associate General Counsel, SIFMA
Dec. 23, 2021 Jeff Martinez CRPC, CEO Financial Advisor, Treveri Capital LLC
Dec. 22, 2021 S.
Dec. 17, 2021 David Boothroyd
Dec. 17, 2021 Anonymous
Dec. 16, 2021 Anonymous
Dec. 16, 2021 Cory
Dec. 16, 2021 Beth B. Kennedy
Dec. 16, 2021 Anonymous
Dec. 16, 2021 Charles Morris, Greenhouse Funds LLLP
Dec. 16, 2021 John Zika
Dec. 15, 2021 Maria Palacios
Dec. 15, 2021 Jaiden Baker, Software Developer
Dec. 15, 2021 Anonymous
Dec. 15, 2021 Anonymous
Dec. 15, 2021 John Frank
Dec. 15, 2021 Stephan
Dec. 15, 2021 James Fox
Dec. 15, 2021 Adam
Dec. 15, 2021 David P., Student
Dec. 15, 2021 Anonymous
Dec. 15, 2021 Hector Chow

Meetings with SEC Officials

(Click here for submitted comments from the public)
Sep. 12, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a September 8, 2022 meeting with representatives of SIFMA
Sep. 2, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a September 1, 2022 meeting with representatives of the Chamber of Commerce
Aug. 3, 2022 Memorandum from the Division of Economic and Risk Analysis regarding an August 1, 2022, meeting with representatives od SIFMA
May 10, 2022 Memorandum from the Division of Corporation Finance regarding a May 10, 2022 meeting with representatives of American Bar Association’s Joint Committee on Employee Benefits
Apr. 22, 2022 Memorandum from the Division of Corporation Finance regarding am April 22, 2022 meeting with representatives of Dorsey & Whitney LLP
Mar. 14, 2022 Memorandum from the Office of the Chairman regarding a March 10, 2022 meeting with representatives from the Council of Institutional Investors (CII)
Feb. 7, 2022 Memorandum from the Division of Corporation Finance regarding a February 4, 2022 conference Call with Office of New York City Comptroller
Jan. 21, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 21, 2022 meeting with the U.S. Chamber of Commerce
Jan. 19, 2022 Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 19, 2022 meeting with the U.S. Chamber of Commerce