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Comments on Investment Adviser Performance Compensation

[Release No. IA-3198; File No. S7-17-11]


Jul. 21, 2011 Laura Swenson
Jul. 20, 2011 Carew Carswell
Jul. 17, 2011 Alvin Suvil
Jul. 11, 2011 Dennis M. Kelleher, President & CEO and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Jul. 11, 2011 Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc.
Jul. 11, 2011 Kathy D. Ireland, Associate General Counsel, Investment Adviser Association
Jul. 11, 2011 David S. Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State
Jul. 11, 2011 Georg Merkl, Binz, Switzerland
Jul. 8, 2011 Sean Caplice, Gunderson Dettmer Stough Villeneuve Franklin & Hachigian LLP
Jul. 8, 2011 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Jun. 29, 2011 Cory Bennet
Jun. 25, 2011 Ron Cuningham
Jun. 23, 2011 Molly Huntsman
Jun. 23, 2011 Edward Crane
Jun. 23, 2011 Troy M. Clark
Jun. 20, 2011 Joseph V. Delaney, Member of FINRA, Newport Beach, California
Jun. 16, 2011 Roger Alsop
Jun. 14, 2011 Gregory Thornton, Director, Thornton Capital Management, LLC, Fort Collins, Colorado
Jun. 14, 2011 Matthew Gee
Jun. 13, 2011 Douglas Wood
Jun. 11, 2011 Paul LeCoque, Danville, California
Jun. 9, 2011 Gregory A. Peeke, CFA, Manhattan Beach, California
Jun. 9, 2011 Ryan D., Los Angeles, California
Jun. 8, 2011 Hyonmyong Cho, Portfolio Manager, Greenlaw International LP, Santa Fe, New Mexico
Jun. 7, 2011 Jeremy Hellman, CFA, Midlothian, Virginia
Jun. 7, 2011 John N. McCorvie, Partner, Peak Asset Management, LLC, Louisville, Colorado
Jun. 7, 2011 Douglas Estadt, Hoboken, New Jersey
Jun. 7, 2011 Brian Caine, Solana Beach, California
Jun. 7, 2011 Chris Ma
Jun. 5, 2011 George Johnson
Jun. 5, 2011 Lane Clark
Jun. 5, 2011 Brad D. Hoyt, IEEE, Portland, Oregon
Jun. 4, 2011 Sheldon Miner, Businessman
Jun. 4, 2011 Harold Clyde, P.E., Torrance, California
Jun. 3, 2011 Greg J. Wimmer, Pleasant Grove, Utah
Jun. 3, 2011 Steven L. Clyde, Civil Engineer, Spanish Fork, Utah
Jun. 2, 2011 Randy Steck
Jun. 2, 2011 Frank Smith
Jun. 2, 2011 Cherlyn Thornton
Jun. 2, 2011 Jeff Newton, JD, CMA, MBA, State Bar of California
Jun. 2, 2011 Jennifer Huls
Jun. 2, 2011 Greg Thornton, Fort Collins, Colorado
Jun. 1, 2011 Craig A. Matson, San Antonio, Texas
May 31, 2011 Chris Barnard, Germany
May 29, 2011 David Flatray
May 24, 2011 Phillip Goldstein, Bulldog Investors, Pleasantville, New York
May 20, 2011 David Hale, Principal, DNH Capital L.L.C., San Francisco, California
May 18, 2011 Tom Irvin, CFP, CPA
May 11, 2011 Daniel Hoskins, Jr., Crescat Portfolio Management LLC, Denver, Colorado

 

http://www.sec.gov/comments/s7-17-11/s71711.shtml

Modified: 07/21/2011