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Comments on Investment Adviser Performance Compensation
[Release No. IA-3198; File No. S7-17-11]
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Jul. 21, 2011 | Laura Swenson |
Jul. 20, 2011 | Carew Carswell |
Jul. 17, 2011 | Alvin Suvil |
Jul. 11, 2011 | Dennis M. Kelleher, President & CEO and Stephen W. Hall,
Securities Specialist, Better Markets, Inc. |
Jul. 11, 2011 | Kevin R. Keller, CAE, Chief Executive Officer, Certified Financial Planner Board of Standards, Inc. |
Jul. 11, 2011 | Kathy D. Ireland, Associate General Counsel, Investment Adviser Association |
Jul. 11, 2011 | David S. Massey, NASAA President and Deputy Securities Commissioner, North Carolina Department of the Secretary of State |
Jul. 11, 2011 | Georg Merkl, Binz, Switzerland |
Jul. 8, 2011 | Sean Caplice, Gunderson Dettmer Stough Villeneuve Franklin & Hachigian LLP |
Jul. 8, 2011 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
Jun. 29, 2011 | Cory Bennet |
Jun. 25, 2011 | Ron Cuningham |
Jun. 23, 2011 | Molly Huntsman |
Jun. 23, 2011 | Edward Crane |
Jun. 23, 2011 | Troy M. Clark |
Jun. 20, 2011 | Joseph V. Delaney, Member of FINRA, Newport Beach, California |
Jun. 16, 2011 | Roger Alsop |
Jun. 14, 2011 | Gregory Thornton, Director, Thornton Capital Management, LLC, Fort Collins, Colorado |
Jun. 14, 2011 | Matthew Gee |
Jun. 13, 2011 | Douglas Wood |
Jun. 11, 2011 | Paul LeCoque, Danville, California |
Jun. 9, 2011 | Gregory A. Peeke, CFA, Manhattan Beach, California |
Jun. 9, 2011 | Ryan D., Los Angeles, California |
Jun. 8, 2011 | Hyonmyong Cho, Portfolio Manager, Greenlaw International LP, Santa Fe, New Mexico |
Jun. 7, 2011 | Jeremy Hellman, CFA, Midlothian, Virginia |
Jun. 7, 2011 | John N. McCorvie, Partner, Peak Asset Management, LLC, Louisville, Colorado |
Jun. 7, 2011 | Douglas Estadt, Hoboken, New Jersey |
Jun. 7, 2011 | Brian Caine, Solana Beach, California |
Jun. 7, 2011 | Chris Ma |
Jun. 5, 2011 | George Johnson |
Jun. 5, 2011 | Lane Clark |
Jun. 5, 2011 | Brad D. Hoyt, IEEE, Portland, Oregon |
Jun. 4, 2011 | Sheldon Miner, Businessman |
Jun. 4, 2011 | Harold Clyde, P.E., Torrance, California |
Jun. 3, 2011 | Greg J. Wimmer, Pleasant Grove, Utah |
Jun. 3, 2011 | Steven L. Clyde, Civil Engineer, Spanish Fork, Utah |
Jun. 2, 2011 | Randy Steck |
Jun. 2, 2011 | Frank Smith |
Jun. 2, 2011 | Cherlyn Thornton |
Jun. 2, 2011 | Jeff Newton, JD, CMA, MBA, State Bar of California |
Jun. 2, 2011 | Jennifer Huls |
Jun. 2, 2011 | Greg Thornton, Fort Collins, Colorado |
Jun. 1, 2011 | Craig A. Matson, San Antonio, Texas |
May 31, 2011 | Chris Barnard, Germany |
May 29, 2011 | David Flatray |
May 24, 2011 | Phillip Goldstein, Bulldog Investors, Pleasantville, New York |
May 20, 2011 | David Hale, Principal, DNH Capital L.L.C., San Francisco, California |
May 18, 2011 | Tom Irvin, CFP, CPA |
May 11, 2011 | Daniel Hoskins, Jr., Crescat Portfolio Management LLC, Denver, Colorado |
http://www.sec.gov/comments/s7-17-11/s71711.shtml
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