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Comments on Policy Statement: Business Continuity Planning for Trading Markets

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Date Sort descending	Letter Type	Commenter Name
Feb. 7, 2005	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a meeting with representatives of the California Public Employees' Retirement System
Nov. 14, 2003	Public Comment	David A. Herron, The Chicago Stock Exchange
Nov. 7, 2003	Public Comment	Kevin M. Foley, Bloomberg Tradebook LLC
Oct. 31, 2003	Public Comment	Ari Burstein, Associate Counsel, Investment Company Institute
Oct. 30, 2003	Public Comment	SunGard Data Systems
Oct. 20, 2003	Public Comment	Junius W. Peake, Monfort Distinguished Professor of Finance, Kenneth W. Monfort College of Business, University of Northern Colorado

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-17-03

Release Number

34-48545

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