Comments on Forward Contracts with Embedded Volumetric Optionality

Comments on Product Definitions Contained in Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 33-9681,34-73584 Chris Barnard, Germany
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding a May 4, 2012, meeting with representatives from Americans for Financial Reform, Public Citizen, and the International Brotherhood of Teamsters
Meeting with SEC Officials 33-9204, 34-63452, 34-65545 Memorandum from the Office of Commissioner Aguilar regarding an April 3, 2012 meeting with representatives of Americans for Financial Reform, AFL-CIO, Consumer Federation of America, and Public Citizen
Public Comment 33-9204 Brian T. Knapp, Policy Advisor, American Petroleum Institute
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding a January 23, 2012 telephonic meeting with representatives of NAIC
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding a January 12, 2012 telephonic meeting with representatives of the Loan Syndications and Trading Association
Meeting with SEC Officials 34-63825, 33-9204, 34-63452 Memorandum from the Office of Commissioner Paredes regarding a December 8, 2011, meeting with representatives of Bank of America; Barclays Capital; BNP Paribas; Credit Agricole; Deutsche Bank; Goldman Sachs; Morgan Stanley; Nomura; RBC; Societe Generale; Wells Fargo; HSBC; Davis, Polk; SIFMA and Citibank
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding a December 7, 2011, meeting with representatives of SIFMA
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding a December 5, 2011 telephonic meeting with representatives of LCH.Clearnet
Public Comment 33-9204 Bruce Stern, Chairman, Association of Financial Guaranty Insurers, Washington, District of Columbia
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding a December 1, 2011 telephonic meeting with representatives of ISDA
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding a November 16, 2011 telephonic meeting with representatives of MarketAxess
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding a June 7, 2011, meeting with representatives from Assured Guaranty
Public Comment 33-9204 Kenneth F. Spence III, Executive Vice President and General Counsel, The Travelers Companies Inc.
Public Comment 33-9204 Stephen Palermo, Florida
Meeting with SEC Officials 33-9204, 34-63452 Memorandum from the Division of Trading and Markets regarding an October 19, 2011, meeting with representatives from the Financial Services Roundtable
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding an October 5, 2011 telephonic meeting with representatives of the National Association of Insurance Commissioners and the New York Department of Financial Services
Public Comment 34-63825, 34-62717, 33-9204, 34-64766, 34-63346, 34-63556, 34-63557 ABA Securities Association, American Council of Life Insurers, Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association and the Securities Industry and Financial Markets Association
Meeting with SEC Officials 33-9204 Memorandum from the Division of Trading and Markets regarding an August 25, 2011 telephonic meeting with representatives of California Utilities
Public Comment 33-9204 Lukchristian Funke, Senior Vice President and Frank Czichowski, Senior Vice President and Treasurer, KfW, Germany
Public Comment 33-9204 Daniel M. Adamson, Vice President, Regulatory Affairs & Counsel; Katherine Gensler, Director, Regulatory Affairs; Katherine Stainken, Policy Specialist;Solar Energy Industries Association
Public Comment 33-9204 Heikki Cantell, General Counsel; Lars Eibeholm, Vice-President, CPO, Head of Treasury; and Pernelle de Klauman, Deputy Chief Counsel; Nordic Investment Bank
Public Comment 33-9204 A. Querejeta, Secretary General and General Counsel, and Bertrand de Mazières, Director General, European Investment Bank, Luxembourg, Luxembourg
Public Comment 33-9204 Anonymous
Public Comment 33-9204 Bruce C. Bennett, Covington & Burling LLP, New York, New York
Public Comment 33-9204 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Public Comment 33-9204 Clare Dawson, Managing Director, Loan Market Association, London, United Kingdom
Public Comment 33-9204 Coalition for Derivatives End-Users
Public Comment 33-9204 Committee on Investment of Employee Benefit Assets
Public Comment 33-9204 David M. Perlman, Bracewell & Giuliani LLP, on behalf of the Coalition of Physical Energy Companies

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-16-11
Release Number
33-9681
34-73584
33-9204
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