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Comments on Proposed Rule: Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F

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Date Sort descending	Letter Type	Commenter Name
Aug. 16, 2022	Public Comment	Leon Ditto
Jan. 10, 2022	Public Comment	Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs
Dec. 20, 2021	Public Comment	Daniel Collins, Founder and President WhaleWisdom
Dec. 20, 2021	Public Comment	Scott J. Preiss, Managing Director, Global Head, CUSIP Global Services
Dec. 20, 2021	Public Comment	Tab Timothy Stewart, Senior Vice President & Senior Counsel, Financial Services Standards & Corporate Trust, American Bankers Association
Dec. 17, 2021	Public Comment	Dorothy Donohue, Deputy General Counsel - Securities Regulation, Investment Company Institute
Dec. 17, 2021	Public Comment	Gail C. Bernstein, General Counsel, Investment Adviser Association
Dec. 17, 2021	Public Comment	Martha Redding, Associate General Counsel,Assistant Secretary, NYSE Group, Inc.
Dec. 17, 2021	Public Comment	Timothy P. Terry, Secretary, The Private Investor Coalition

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-15-21

Release Number

34-93518

IA-5903

IC-34415

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