Comments on Proposed Rule: Electronic Submission of Applications for Orders under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F
[Release Nos. 34-93518; IA-5903; IC-34415; File No. S7-15-21]
Aug. 16, 2022 | Leon Ditto |
Jan. 10, 2022 | Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs |
Dec. 20, 2021 | Scott J. Preiss, Managing Director, Global Head, CUSIP Global Services |
Dec. 20, 2021 | Tab Timothy Stewart, Senior Vice President & Senior Counsel, Financial Services Standards & Corporate Trust, American Bankers Association |
Dec. 20, 2021 | Daniel Collins, Founder and President WhaleWisdom |
Dec. 17, 2021 | Martha Redding, Associate General Counsel,Assistant Secretary, NYSE Group, Inc. |
Dec. 17, 2021 | Dorothy Donohue, Deputy General Counsel - Securities Regulation, Investment Company Institute |
Dec. 17, 2021 | Timothy P. Terry, Secretary, The Private Investor Coalition |
Dec. 17, 2021 | Gail C. Bernstein, General Counsel, Investment Adviser Association |