Comments on Notice of Substituted Compliance Application Submitted by the Spanish Financial Conduct Authority in Connection with Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain

Filter comments


Date Sort descending	Letter Type	Commenter Name
Sept. 24, 2021	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding correspondence dated September 24, 2021, from a representative of the Department of International Affairs at the Comisión Nacional del Mercado de Valores
Sept. 20, 2021	Public Comment	Julia Bayon, Head of Business Legal and Vice-Secretary of the Board, Santander

File Number

S7-09-21

Release Number

34-92716