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Comments on Notice of Application for the Amendment of Substituted Compliance Determination Regarding Security-Based Swap Entities Subject to Regulation in the Federal Republic of Germany; Proposed Amendments to Order

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Date Sort descending	Letter Type	Commenter Name
Oct. 21, 2021	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 21, 2021, meeting with representatives of Morgan Stanley
Oct. 7, 2021	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 7, 2021, meeting with representatives of Morgan Stanley
Sept. 20, 2021	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 20, 2021, meeting with representatives of Morgan Stanley
Sept. 13, 2021	Public Comment	Kyle L. Brandon, Managing Director, Head of Derivatives Policy, Securities Industry and Financial Markets Association
Aug. 25, 2021	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 23, 2021, meeting with representatives of Morgan Stanley
July 20, 2021	Public Comment	Andrew Nash, Managing Director, Morgan Stanley

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-08-21

Release Number

34-92647

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