Comments on Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(4-811 form letter A; S7-04-22 form letter A; S7-04-23 form letter D; S7-05-23 form letter B; S7-25-22 form letter B): 85
A: 7

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 8, 2023 meeting with Securities Industry and Financial Markets Association
Public Comment Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners
Public Comment Gail C. Bernstein, General Counsel, and Sanjay Lamba, Associate General Counsel, Investment Adviser Association
Public Comment Susan M. Olson, General Counsel, Investment Company Institute
Meeting with SEC Officials Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a May 30, 2023 meeting with representatives of the Securities Transfer Association ("STA")
Public Comment Jeff Aronsohn, Compliance Officer, Federated Hermes, Inc. and Madison Dischinger, Corporate Counsel, Federated Hermes, Inc.
Public Comment Ann M. Bowering, CEO US Issuer Services, Computershare Inc.; Frank A. Madonna, President, Computershare Trust Company, N.A. and Computershare Delaware Trust Company; CEO, Computershare Corporate Trust Integration; Irfan Motiwala, CEO Issuer Services, Computershare Trust Company of Canada and Computershare Investor Services, Inc.; and Richard Houng, CEO Issuer Services, Asia, Computershare Investor Services Limited
Public Comment Behnaz Kibria
Public Comment Brett Robison
Public Comment Chanda Brady, Associate Director and Cybersecurity Working Group Lead, American Council of Life Insurers
Public Comment Chris Frascella, Law Fellow, Electronic Privacy Information Center and Alan Butler, Executive Director, Electronic Privacy Information Center
Public Comment Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Public Comment Denyette DePierro, US Financial Services Lead, AWS Public Policy
Public Comment Denyette DePierro, US Financial Services Lead, AWS Public Policy
Public Comment Elizabeth Gray
Public Comment Eversheds Sutherland LLP
Public Comment Gail C. Bernstein, General Counsel, and William A. Nelson, Associate General Counsel, Investment Adviser Association and William A. Nelson, Associate General Counsel,Investment Adviser Association
Public Comment Gail C. Bernstein, General Counsel, Investment Adviser Association and William A. Nelson, Associate General Counsel, Investment Adviser Association
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Public Comment Melissa MacGregor, Deputy General Counsel and Corporate Secretary, Securities Industry and Financial Markets Association
Public Comment RonieshaNicole Esters
Public Comment Schulte Roth & Zabel LLP
Public Comment Securities Industry and Financial Markets Association et al.
Public Comment Seth A. Miller, President Advocacy & Administration, General Counsel, Cambridge Investment Research Advisors, Inc.
Public Comment Shantel Scouten
Public Comment Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc.
Public Comment Thomas W. Burt, Corporate Vice President, Customer Security & Trust, Microsoft Corporation
Public Comment Jeffrey S. Davis, Senior Vice President, Senior Deputy General Counsel, Nasdaq
Public Comment Peter Duggan, President, Securities Transfer Association, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-23
Release Number
34-97141
IA-6262
IC-34854
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