Comments on Interim final rule: Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs
[Release No. IC-33010; File No. S7-03-18]
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(Click here for meetings with SEC officials)
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| Feb. 6, 2018 | Michael R. Granito, Chief Risk Officer, Federated Investors, Inc. |
| Jan. 10, 2018 | Dechert LLP |
| Nov. 22, 2017 | John L. MacCarthy, Executive Vice President, Chief Legal Officer, Nuveen, LLC |
| Nov. 20, 2017 | Michelle Beck, Executive Vice President, Chief Risk Officer, Nuveen, LLC |
| Nov. 17, 2017 | Cynthia M. Clarke, General Counsel, Wellington Management Company LLP |
| Nov. 10, 2017 | Phil Fontana, Head of Product Development & Investment Risk Over, Hancock Investments |
| Nov. 10, 2017 | Christopher Edge, VP/Head of Investment Risk Management, T. Rowe Price Associates, Inc. |
| Nov. 8, 2017 | Rodney Comegys, Principal, Global Head of IMG Risk, Vanguard Funds |
| Nov. 8, 2017 | John M. Zerr, Managing Director, General Counsel, Wealth Managem, Invesco Management Group, Inc. |
| Nov. 3, 2017 | Paul Schott Stevens, President and CEO, Investment Company Institute |
| Sep. 15, 2017 | Meredith Jackson, General Counsel, The TCW Group, Inc. |
| Sep. 12, 2017 | Timothy W. Cameron, Asset Management Group – Head, Securities Industry and Financial Markets Association |
| Jul. 20, 2017 | Paul Schott Stevens, President and CEO, Investment Company Institute |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 14, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding a February 27, 2018, meeting with representatives of the Investment Company Institute (ICI) |
