Comments on Concept Release on Equity Market Structure

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Date Received
Date Letter Type Commenter Name
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Christopher Bok, Financial Information Forum
Public Comment Jeffrey Bray
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Eileen McTigue
Public Comment Bruce Conway
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding an October 14, 2015, meeting with representatives of RBC and certain large Institutional investors
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 1, 2015, meeting with representatives of Morgan Stanley
Public Comment Vincent R. Molinari, Chief Executive Officer, and Joseph K. Latona Jr., President and Chief Operating Officer, GATE Global Impact Inc.
Public Comment Obaro Mojuetan
Public Comment Donald Bollerman, Head of Market Operations, lEX Group, Inc.
Public Comment The Canadian Security Traders Association, Inc.
Public Comment Michael J. Friedman, General Counsel & Chief Compliance Officer, Trillium
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Public Comment Dorothy M. Donohue, Deputy General Counsel, Investment Company Institute; Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association; and Randy Snook, Executive Vice President, Securities Industry and Financial Markets Association
Public Comment Manisha Kimmel, Managing Director, Financial Information Forum
Public Comment Christopher Nagy, CEO, and Dave Lauer, President, KOR Group LLC
Public Comment Haim Bodek, Managing Principal, Decimus Capital Markets, LLC
Public Comment Richie Prager, Managing Director, Head of Trading & Liquidity Strategies, et al., BlackRock, Inc.
Public Comment Micah Hauptman, Financial Services Counsel, Consumer Federation of America
Public Comment Jim Toes, President & CEO, Security Traders Association
Public Comment Daniel Keegan, Managing Director, Head of Equities for the Americas, Citigroup Global Markets Inc.
Public Comment William Thayer
Public Comment Mary Ann Burns, Executive Vice President, Industry Relations and Chief Operating Officer, FIA
Public Comment Christopher Nagy, CEO, and Dave Lauer, President, KOR Trading LLC
Public Comment Esiquiel Gonzalez II
Public Comment James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania
Public Comment Richard Steiner, Global Equities Liaison to Regulatory & Government Affairs, RBC Capital Markets
Public Comment Sal Arnuk, Partner Themis Trading LLC, Chatham, New Jersey

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-02-10
Release Number
34-61358
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