Comments on Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research

Submitted Comments

Aug. 2, 2019 Aseel M. Rabie, Managing Director, Associate General Counsel, et al., Securities Industry and Financial Markets Association (SIFMA)
Jun. 26, 2019 Tyler Gellasch, Executive Director, Healthy Market Association; Jeff Mahoney, General Counsel, Council of Institutional Investors; and Kurt Schacht, Managing Director, Advocacy, CFA Institute
May 28, 2019 Jack Inglis, Chief Executive Officer, Alternative Investment Management Association
Apr. 26, 2019 Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Apr. 23, 2019 Tyler Gellasch, Executive Director, Healthy Markets
Apr. 18, 2019 Michael C. Gitlin, et al., Capital Research and Management Company
Apr. 12, 2019 Stuart J. Kaswell, Esq.
Apr. 2, 2019 Russ Kinnel Director, Ratings, Manager Research, North America, et al., Morningstar, Inc.
Mar. 21, 2019 Kenneth E. Bentsen, Jr., President and CEO, SIFMA
Mar. 19, 2019 James Brigagliano and W. Hardy Callcott, Sidley Austin LLP
Mar. 13, 2019 Christine Collins, Melius Research
Mar. 13, 2019 David Oestreicher, Chief Legal Counsel, et al., T. Rowe Price
Mar. 11, 2019 Scott Duxbury, Co-Founder, Nucleus195
Mar. 1, 2019 Tyler Gellasch, Executive Director, Healthy Markets Association
Feb. 26, 2019 Alistair Haig, University of Edinburgh Business School
Feb. 15, 2019 Doug Clark, Chairman of the Board, and James Toes, President & CEO, Security Traders Association (STA)
Feb. 11, 2019 Michael C. Gitlin, Partner, et al. Capital Research and Management Company
Jan. 31, 2019 Vicky Sanders, Co-CEO, RSRCHXchange
Jan. 31, 2019 Amy C. McGarrity, Chief Investment Officer, Colorado Public Employees' Retirement Association
Jan. 31, 2019 Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Jan. 31, 2019 David Villa, Executive Director/Chief Investment Officer, State of Wisconsin Investment Board
Jan. 23, 2019 Jason De Sena Trennert, Chairman, Chief Executive Officer, Strategas Securities LLC
Jan. 17, 2019 Adam Jacobs-Dean, Managing Director, Global Head of Markets Regulati, AIMA
Dec. 24, 2018 Darwin Ocampo
Dec. 21, 2018 Tyler Gellasch, Executive Director, Healthy Markets
Dec. 14, 2018 Timothy W. Cameron, Esq., Head, and Lindsey Weber Keljo, Managing Director and Associate General Counsel; Asset Management Group, SIFMA
Oct. 16, 2018 Heidi W. Hardin, Executive Vice President and General Counsel, MFS Investment Management
Apr. 2, 2018 Tyler Gellasch, Executive Director, Healthy Markets Association
Oct. 31, 2017 Gary LaBranche, President and CEO, National Investor Relations Institute

Meetings with SEC Officials

Mar. 28, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a March 13, 2018, meeting with representatives of CalPERS
Mar. 28, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding an October 20, 2017, meeting with representatives of Sands Capital
Mar. 28, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding an October 23, 2017, meeting with Lynn Turner, former SEC Chief Accountant
Mar. 28, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding an October 13, 2017, meeting with representatives of European Securities and Markets Authority
Mar. 14, 2018 Memorandum from the Office of Commissioner Kara M. Stein regarding a March 14, 2018, meeting with representatives of Healthy Markets