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(Click here for meetings with SEC officials)
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| Aug. 2, 2019 | Aseel M. Rabie, Managing Director, Associate General Counsel, et al., Securities Industry and Financial Markets Association (SIFMA) |
| Jun. 26, 2019 | Tyler Gellasch, Executive Director, Healthy Market Association; Jeff Mahoney, General Counsel, Council of Institutional Investors; and Kurt Schacht, Managing Director, Advocacy, CFA Institute |
| May 28, 2019 | Jack Inglis, Chief Executive Officer, Alternative Investment Management Association |
| Apr. 26, 2019 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Apr. 23, 2019 | Tyler Gellasch, Executive Director, Healthy Markets |
| Apr. 18, 2019 | Michael C. Gitlin, et al., Capital Research and Management Company |
| Apr. 12, 2019 | Stuart J. Kaswell, Esq. |
| Apr. 2, 2019 | Russ Kinnel Director, Ratings, Manager Research, North America, et al., Morningstar, Inc. |
| Mar. 21, 2019 | Kenneth E. Bentsen, Jr., President and CEO, SIFMA |
| Mar. 19, 2019 | James Brigagliano and W. Hardy Callcott, Sidley Austin LLP |
| Mar. 13, 2019 | Christine Collins, Melius Research |
| Mar. 13, 2019 | David Oestreicher, Chief Legal Counsel, et al., T. Rowe Price |
| Mar. 11, 2019 | Scott Duxbury, Co-Founder, Nucleus195 |
| Mar. 1, 2019 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Feb. 26, 2019 | Alistair Haig, University of Edinburgh Business School |
| Feb. 15, 2019 | Doug Clark, Chairman of the Board, and James Toes, President & CEO, Security Traders Association (STA) |
| Feb. 11, 2019 | Michael C. Gitlin, Partner, et al. Capital Research and Management Company |
| Jan. 31, 2019 | Vicky Sanders, Co-CEO, RSRCHXchange |
| Jan. 31, 2019 | Amy C. McGarrity, Chief Investment Officer, Colorado Public Employees' Retirement Association |
| Jan. 31, 2019 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Jan. 31, 2019 | David Villa, Executive Director/Chief Investment Officer, State of Wisconsin Investment Board |
| Jan. 23, 2019 | Jason De Sena Trennert, Chairman, Chief Executive Officer, Strategas Securities LLC |
| Jan. 17, 2019 | Adam Jacobs-Dean, Managing Director, Global Head of Markets Regulati, AIMA |
| Dec. 24, 2018 | Darwin Ocampo |
| Dec. 21, 2018 | Tyler Gellasch, Executive Director, Healthy Markets |
| Dec. 14, 2018 | Timothy W. Cameron, Esq., Head, and Lindsey Weber Keljo, Managing Director and Associate General Counsel; Asset Management Group, SIFMA |
| Oct. 16, 2018 | Heidi W. Hardin, Executive Vice President and General Counsel, MFS Investment Management |
| Apr. 2, 2018 | Tyler Gellasch, Executive Director, Healthy Markets Association |
| Oct. 31, 2017 | Gary LaBranche, President and CEO, National Investor Relations Institute |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Dec. 12, 2022 | Memorandum from the Division of Investment Management regarding a December 12, 2022 meeting with representatives of the Alternative Investment Management Association |
| Oct. 3, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 27, 2022 meeting with representatives of Capital Group Companies, Inc. |
| Dec. 10, 2019 | Memorandum from the Office of the Investor Advocate regarding a December 10, 2019, meeting with representatives of Healthy Markets Association, et al. |
| Mar. 28, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding a March 13, 2018, meeting with representatives of CalPERS |
| Mar. 28, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding an October 20, 2017, meeting with representatives of Sands Capital |
| Mar. 28, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding an October 23, 2017, meeting with Lynn Turner, former SEC Chief Accountant |
| Mar. 28, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding an October 13, 2017, meeting with representatives of European Securities and Markets Authority |
| Mar. 14, 2018 | Memorandum from the Office of Commissioner Kara M. Stein regarding a March 14, 2018, meeting with representatives of Healthy Markets |
