Comments on Joint Petition for Rulemaking to adopt certain changes to the CAT NMS Plan
[File No. 4-853]
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(Click here for meetings with SEC officials)
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| Jul. 20, 2025 | Rax Nahali |
| Jun. 26, 2025 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jun. 25, 2025 | James Toes, President & CEO, Security Traders Association |
| Jun. 6, 2025 | Joseph Corcoran, Managing Director and Associate General Counsel, and Gerald O’Hara, Vice President and Assistant
General Counsel, SIFMA |
| May 20, 2025 | Michael Koehler |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jun. 30, 2025 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 30, 2025 meeting with representatives of Security Traders Association ("STA") |
