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Comments on Joint Petition for Rulemaking to adopt certain changes to the CAT NMS Plan

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Date Sort descending	Letter Type	Commenter Name
July 20, 2025	Public Comment	Rax Nahali
June 30, 2025	Meeting with SEC Officials	Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 30, 2025 meeting with representatives of Security Traders Association ("STA")
June 26, 2025	Public Comment	Joanna Mallers, Secretary, FIA Principal Traders Group
June 25, 2025	Public Comment	James Toes, President & CEO, Security Traders Association
June 6, 2025	Public Comment	Joseph Corcoran, Managing Director and Associate General Counsel, and Gerald O'Hara, Vice President and Assistant General Counsel, SIFMA
May 20, 2025	Public Comment	Michael Koehler

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-853

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