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Comments on Petition for Rulemaking to Prohibit National Securities Exchanges from Listing High-Risk Penny Stocks and Mandate Certain Issuer Disclosures to Facilitate Their Risk Assessment

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Date Sort descending	Letter Type	Commenter Name
Aug. 2, 2024	Public Comment	James J. Angel, Ph.D., CFP®, CFA, Associate Professor of Finance, Georgetown University, McDonough School of Business

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-830

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Rules & Regulations

Enforcement & Litigation

Compliance

Comments on Petition for Rulemaking to Prohibit National Securities Exchanges from Listing High-Risk Penny Stocks and Mandate Certain Issuer Disclosures to Facilitate Their Risk Assessment

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Comments on Petition for Rulemaking to Prohibit National Securities Exchanges from Listing High-Risk Penny Stocks and Mandate Certain Issuer Disclosures to Facilitate Their Risk Assessment

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