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Comments on Rulemaking Petition to initiate a rulemaking to protect investors' rights under Section 11 of the Securities Act of 1933 (Section 11) by endorsing and requiring technological solutions to facilitate the tracing of shares sold into the marketplace by direct listings

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Date Sort descending	Letter Type	Commenter Name
Sept. 19, 2024	Public Comment	Jeff Mahoney, General Counsel, Council of Institutional Investors

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-824

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Comments on Rulemaking Petition to initiate a rulemaking to protect investors' rights under Section 11 of the Securities Act of 1933 (Section 11) by endorsing and requiring technological solutions to facilitate the tracing of shares sold into the marketplace by direct listings

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Comments on Rulemaking Petition to initiate a rulemaking to protect investors' rights under Section 11 of the Securities Act of 1933 (Section 11) by endorsing and requiring technological solutions to facilitate the tracing of shares sold into the marketplace by direct listings

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