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Comments on Rulemaking petition to end the Commission's backdoor regulation of 12b-1 fees

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Date Sort descending	Letter Type	Commenter Name
Oct. 27, 2020	Public Comment	Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Sept. 21, 2020	Public Comment	Helgi C. Walker and Brian A. Richman, Gibson, Dunn & Crutcher LLP
July 29, 2020	Public Comment	Amy Webber, President and Chief Executive Office, Cambridge Investment Research Advisors, Inc.
July 29, 2020	Public Comment	Colleen Bell, Chief Fiduciary Services Officer, Cambridge Investment Research Advisors, Inc.
July 29, 2020	Public Comment	Jeff Vivacqua, Chief Marketing Officer, Financial Services Institute and Cambridge Investment Research, Inc.
July 29, 2020	Public Comment	Seth Miller, General Counsel, Chief Risk Officer, Cambridge Investment Research Advisors, Inc.
July 29, 2020	Public Comment	Seth Miller, General Counsel, Chief Risk Officer, Financial Services Institute (FSI), Cambridge Investment Research Advisors, Inc.
July 9, 2020	Public Comment	Summer Pretzer
July 2, 2020	Public Comment	Tasha Johns
June 22, 2020	Public Comment	Richard Bryant, CEO, Capital Investment Companies
June 15, 2020	Public Comment	Barbara Roper, Director of Investor Protection, Consumer Federation of America

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-761

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