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Comments on Request to reinstitute the uptick rule (former Rule 10a-1(a)(1))

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Date Sort descending	Letter Type	Commenter Name
May 7, 2020	Public Comment	James F. Getz, Chairman and Chief Executive Officer, TriState Capital Holdings

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-759

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on Request to reinstitute the uptick rule (former Rule 10a-1(a)(1))

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Comments on Request to reinstitute the uptick rule (former Rule 10a-1(a)(1))

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