Comments on Statement Announcing SEC Staff Roundtable on the Proxy Process

[File No. 4-725]

Submitted Comments

Dec. 21, 2018 Benjamin Zycher, American Enterprise Institute
Dec. 21, 2018 Catherine A. Minhoto, Director of Finance, Religious of the Sacred Heart of Mary, Western American Province
Dec. 20, 2018 Tom Quaadman, Vice President, U.S. Chamber of Commerce, Center for Capital Markets Competitiveness
Dec. 19, 2018 Burchell Wilson, Consulting Economist, Freshwater Economics
Dec. 19, 2018 Thomas Capone
Dec. 19, 2018 Jared Whitley
Dec. 18, 2018 Logan Albright, Director of Fiscal Research, Capital Policy Analytics
Dec. 18, 2018 Mary Bernadette McNulty, CSJ, Treasurer, Sisters of St. Joseph of Orange
Dec. 18, 2018 Eric V. Schlecht
Dec. 17, 2018 Aron Szapiro, Director of Policy Research, and Jackie Cook, Director of Manager Research, Sustainability, Morningstar, Inc.
Dec. 17, 2018 Bernard Sharfman
Dec. 16, 2018 Martin G. Flanigan, President and Chief Executive Officer, AST
Dec. 15, 2018 Margaret Besselman, Member, SEIU Local 668
Dec. 13, 2018 Donna F. Anderson, Head of Corporate Governance, and Eric Veiel, Co-Head of Global Equity, T. Rowe Price
Dec. 13, 2018 Karen Carraher, Executive Director, and Patti Brammer, Corporate Governance Officer, Ohio Public Employees Retirement System
Dec. 13, 2018 Timothy Smith, Senior Vice President, Director of ESG Shareowner Engagement, Walden Asset Management
Dec. 12, 2018 Seamus Finn, Chief of Faith Consistent Investing, Missionary Oblates of Mary Immaculate
Dec. 12, 2018 Marc Lawrence-Apfelbaum, Sound and Vision Analytics LLC
Dec. 11, 2018 Marcie Frost, Chief Executive Officer, California Public Employees' Retirement System
Dec. 11, 2018 Elise D. Garcia, General Councilor, Adrian Dominican Sisters
Dec. 11, 2018 Rebecca Linder Blachly, Director, Office of Government Relations, The Episcopal Church
Dec. 10, 2018 Ted Penton, Secretary, Office of Justice and Ecology, Jesuit Conference of Canada and the United States
Dec. 7, 2018 David Kania, President, American Federation of Teachers Local 2088
Dec. 6, 2018 Chad Horning, President, Praxis Mutual Funds
Dec. 6, 2018 Barbara Jennings, Coordinator, Midwest Coalition for Responsible Investment
Dec. 6, 2018 Sarah Adams, Chief Sustainability Officer, Vert Asset Management
Dec. 6, 2018 Bruce H. Goldfarb, President and CEO, Okapi Partners
Dec. 5, 2018 Melissa A. Gibilaro, Coordinator of Justice, Peace and Care of Our Comm, Sisters of Charity - Halifax
Dec. 5, 2018 Sue Ernster, Vice President and Treasurer, Franciscan Sisters of Perpetual Adoration
Dec. 5, 2018 Leslie Samuelrich, President, Green Century Capital Management, Inc.
Dec. 5, 2018 Ruth Schaaf, Socially Responsible Investments Coordinator, Sisters of St. Dominic – Racine Dominicans
Dec. 4, 2018 Sanford Lewis, Director, Shareholder Rights Group
Dec. 4, 2018 Sister Ruth Battaglia, Justice, Peace, Integrity of Creation Coordinator, Congregation of Sisters of Saint Agnes
Dec. 4, 2018 W. Andrew Mims, Partner and Trustee, Loring, Wolcott & Coolidge
Dec. 4, 2018 Julie N.W. Goodridge, CEO, NorthStar Asset Management, Inc.
Dec. 4, 2018 Kyle Wright
Dec. 4, 2018 Aarti Ramachandran, Head of Research and Corporate Engagement, FAIRR Initiative
Dec. 3, 2018 Mark Peters, Director of Justice, Peace and Reconciliation, Priests of the Sacred Heart
Dec. 3, 2018 Robert Wotypka, Corporate Responsibility Agent, The Province of Saint Joseph of the Capuchin Order
Dec. 3, 2018 Sister Marcelline Koch, O.P., Dominican Sisters of Springfield, Illionois
Dec. 3, 2018 Brian L. Schorr, Chief Legal Officer & Partner, Trian Fund Management, L.P.
Dec. 3, 2018 Aeisha Mastagni, Interim Co-Director of Corporate Governance, California State Teachers' Retirement System
Dec. 3, 2018 Margaret Weber, Corporate Responsibility Director, Congregation of St. Basil
Dec. 3, 2018 Susan Smith Makos, Vice President of Social Responsibility, Mercy Investment Services, Inc.
Dec. 3, 2018 Sr. Ruth Geraets, Congregational Treasurer, PBVM
Dec. 2, 2018 Mary Brigid Clingman, Promoter of Justice, Dominican Sisters - Grand Rapids
Nov. 30, 2018 JoAnn Hanson, President, Church Investment Group
Nov. 30, 2018 Sr. Carmen Schnyder, St. Mary's Institute of O'Fallon
Nov. 30, 2018 Ann Roberts, ESG Analyst, Dana Investment Advisors
Nov. 29, 2018 Suanne Estatico
Nov. 29, 2018 Melissa Sharp Murdock, Director, External Affairs, WorldatWork
Nov. 29, 2018 Ron Baselj
Nov. 28, 2018 Jacqueline P. Mikus
Nov. 28, 2018 William Michael Cunningham, Creative Investment Research
Nov. 28, 2018 Nell Minow, Vice Chair, ValueEdge Advisors
Nov. 27, 2018 Robert G. Haiman, Executive Vice President, General Counsel and Secretary, Braemar Hotels & Resorts Inc.
Nov. 27, 2018 Bernard S. Sharfman
Nov. 27, 2018 James McRitchie, Shareholder Advocate, CorpGov.net
Nov. 21, 2018 Sheila Weinberg, Truth in Accounting
Nov. 21, 2018 Mary L. Pierson, Co-CEO, Fairpointe Capital LLC
Nov. 20, 2018 The Corporate Reform Coalition
Nov. 20, 2018 Glenn G. Lammi, Chief Counsel, Legal Studies, Washington Legal Foundation
Nov. 16, 2018 Barbara Novick, Vice Chairman, and Ray Cameron, Managing Director, BlackRock, Inc.
Nov. 16, 2018 John Kirkland
Nov. 15, 2018 Robert E. Rutkowski
Nov. 15, 2018 Americans for Financial Reform
Nov. 15, 2018 Hugh Carter Donahue, History Department, Rowan University
Nov. 15, 2018 Keith L. Johnson, Institutional Investor Services Group Chair, Reinhart Boerner Van Deuren s.c., and and Professor Cynthia Williams, Osler Chair in Business Law at Osgoode Hall Law School, York University
Nov. 15, 2018 Ascension Gallego Corcoles, Lecturer of Commerical Law, University of Castilla-La Mancha (Spain)
Nov. 15, 2018 David H. Zellner, Chief Investment Officer, Wespath Benefits and Investments
Nov. 15, 2018 Lucy S.S. Sun, Astraea Advisors Ltd. (HK)
Nov. 15, 2018 Joseph V. Amato, President and Chief Investment Officer, Equities, Neuberger Berman LLC
Nov. 15, 2018 Stakeholders Empowerment Services
Nov. 14, 2018 Paul Schott Stevens, President and CEO, Investment Company Institute
Nov. 14, 2018 Bruce T. Herbert, Chief Executive, Investor Voice, SPC
Nov. 14, 2018 Timothy M. Doyle, Vice President of Policy and General Counsel, American Council for Capital Formation
Nov. 14, 2018 Gretchen Pfizenmayer, Assistant Vice President, The Capital Group Companies, Inc.
Nov. 14, 2018 Russell Heller, Student, Yale University
Nov. 14, 2018 Katherine Rabin, Chief Executive Officer, Glass Lewis
Nov. 14, 2018 Robert Seid, Wealth Advisor
Nov. 14, 2018 Saul Grossel, Chief Operating Officer, Egan-Jones Proxy Services
Nov. 14, 2018 John A. Zecca, General Counsel, North America, Nasdaq, Inc.
Nov. 14, 2018 Fiona Reynolds, Chief Executive Officer, Principles for Responsible Investment
Nov. 14, 2018 Stephen P. Norman, Chairman, The Independent Steering Committee of Broadridge
Nov. 14, 2018 Heidi W. Hardin, General Counsel Executive Vice President, MFS Investment Management
Nov. 14, 2018 Real Impact Tracker
Nov. 14, 2018 Theresa Whitmarsh, Executive Director, and Gary Bruebaker, Chief Investment Officer, Washington State Investment Board
Nov. 14, 2018 Wayne Winegarden, Senior Fellow, Business and Economics, Pacific Research Institute
Nov. 13, 2018 Thomas P. DiNapoli, New York State Comptroller
Nov. 13, 2018 Jason Webb
Nov. 13, 2018 Charles Measley, Fluff Fold
Nov. 13, 2018 Addenda Capital, et al.
Nov. 13, 2018 Rob Fohr, Director of Faith-Based Investing and Corporate Engagement, Presbyterian Church U.S.A
Nov. 13, 2018 Jacqueline Torres Martinez
Nov. 13, 2018 Proxy Insight
Nov. 13, 2018 Gary A. LaBranche, FASAE, CAE, President and CEO, National Investor Relations Institute
Nov. 13, 2018 Tim Goodman, Director, Hermes Investment Management
Nov. 13, 2018 Mindy S. Lubber, CEO and President, Ceres
Nov. 13, 2018 Ronald A. Holinsky, Senior Vice President, Head of Funds Management & Investments Law, Lincoln Financial Group
Nov. 13, 2018 Brian Kellner, Service Industry
Nov. 13, 2018 Marie Chandoha, Chief Executive Officer, Charles Schwab Investment Management
Nov. 13, 2018 Zach Succardi
Nov. 12, 2018 Heidi Welsh, Executive Director, Sustainable Investments Institute (Si2)
Nov. 12, 2018 Tom Quaadman, Executive Vice President, U.S. Chamber of Commerce
Nov. 12, 2018 Sean Di Somma, Corporate Governance Professional
Nov. 12, 2018 Henry D. Eickelberg, Chief Operating Officer, Center On Executive Comensation
Nov. 12, 2018 Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Nov. 12, 2018 Tony M. Edwards, Executive Vice President & General Counsel, Nareit
Nov. 11, 2018 Sarah Wilson, Chief Executive, Minerva Analytics Ltd
Nov. 9, 2018 Julie Fox Gorte, Senior Vice President for Sustainable Investment, Pax World Funds
Nov. 9, 2018 Darla Stuckey, President and CEO, Society for Corporate Governance
Nov. 9, 2018 Darla Stuckey, President and CEO, Society for Corporate Governance
Nov. 9, 2018 Darla Stuckey, President and CEO, Society for Corporate Governance
Nov. 9, 2018 Darla Stuckey, President and CEO, Society for Corporate Governance
Nov. 9, 2018 Business Roundtable
Nov. 9, 2018 Lisa Woll, CEO, Forum for Sustainable and Responsible Investment (US SIF)
Nov. 9, 2018 Tonya K. Wells, Trinity Health, Vice President, Social Impact Investing & Community Development
Nov. 9, 2018 Brian Schatz, United States Senator
Nov. 9, 2018 Damon Silvers, Director of Policy Special Counsel, AFL-CIO
Nov. 8, 2018 Andy Green, Managing Director, and Andrew Schwartz, Policy Analyst, Economic Policy, Center for American Progress
Nov. 8, 2018 Kenneth A. Bertsch, Executive Director, and Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Nov. 7, 2018 Gary Retelny, President and CEO, Institutional Shareholder Services Inc.
Nov. 7, 2018 Timothy Smith, Director of ESG Shareholder Engagement, Walden Asset Management
Nov. 6, 2018 Sherry Moreland, President & Chief Operating Officer, Mediant Communications Inc.
Nov. 6, 2018 Josh Zinner, CEO, Interfaith Center on Corporate Responsibility
Nov. 5, 2018 Lisa Schaefer, Director, Tax & Financial Services Policy, and Cameron Arterton, Vice President, Tax Policy, Biotechnology Innovation Organization (BIO
Nov. 2, 2018 Mark M. Robinson
Nov. 2, 2018 Carine Smith lhenacho, Chief Corporate Governance Officer, and Séverine Neervoort, Senior Analyst, Policy Development, Norges Bank Investment Management
Nov. 2, 2018 Carl T. Hagberg, Chairman and CEO, Carl T. Hagberg and Associates
Nov. 1, 2018 Tao Li, Assistant Professor of Finance, University of Florida
Nov. 1, 2018 Joseph P. Kalt, Senior Economist, and Adel Turki, Senior Managing Director, Compass Lexecon
Nov. 1, 2018 Sherry Moreland, President & Chief Operating Officer, Mediant Communications Inc.
Nov. 1, 2018 Lara Donaldson, President, Securities Transfer Association of Canada
Oct. 31, 2018 J.W. Verret, Associate Professor of Securities Law, Antonin Scalia Law School, George Mason University
Oct. 30, 2018 Jonathan Grabel, Chief Investment Officer, Los Angeles County Employees Retirement Association (LACERA)
Oct. 30, 2018 Chris Netram, Vice President, Tax & Domestic Economic Policy, National Association of Manufacturers
Oct. 26, 2018 Institute for Pension Fund Integrity
Oct. 24, 2018 Sherry Moreland, President & Chief Operating Officer, Mediant Communications Inc.
Oct. 24, 2018 Paulius Klimas
Oct. 22, 2018 Lin Bennett, South Carolina House of Representatives District 114
Oct. 22, 2018 Ike Brannon, President, and Jared Whitley, Senior Communications Consultant, Capital Policy Analytics
Oct. 22, 2018 Yvan Allaire, Executive Chairman, IGOPP, Emeritus Professor, UQAM,
Oct. 19, 2018 Susan Broskie
Oct. 19, 2018 Lacie Grisley
Oct. 17, 2018 Jessica L. Hogenson and S. Alan Hogenson
Oct. 17, 2018 J. Alan Reid, The World Future Society ( frmr ICI Board of Gov)
Oct. 16, 2018 Robert E. Coakley
Oct. 16, 2018 Craig Clay, President, Global Capital Markets, Donnelley Financial Solutions
Oct. 15, 2018 Todd J. May, President, The Securities Transfer Association, Inc.
Oct. 12, 2018 Bernard S. Sharfman
Oct. 12, 2018 Andrey Malenko, Associate Professor of Finance, Massachusetts Institute of Technology, and Nadya Malenko, Associate Professor of Finance, Boston College
Oct. 12, 2018 Nadya Malenko, Associate Professor of Finance, Boston College, and Yao Shen, Assistant Professor of Finance, Baruch College
Oct. 11, 2018 Tom Giovanetti, President, Institute for Policy Innovation
Oct. 10, 2018 Timothy M. Doyle, Vice President of Policy and General Counsel, American Council for Capital Formation
Oct. 9, 2018 Linda Yasinsac
Oct. 8, 2018 Rose Marie Malatesta
Oct. 8, 2018 Bernard S. Sharfman
Oct. 5, 2018 James L. Martin, 60 Plus Association
Oct. 5, 2018 Barb Gillis
Sep. 26, 2018 Cornish F. Hitchcock, Hitchcock Law Firm PLLC
Sep. 25, 2018 Thomas Ficken
Sep. 25, 2018 Scott
Sep. 25, 2018 Anthony Rueck, Teamster
Sep. 25, 2018 Todd J. May, President, The Securities Transfer Association
Sep. 20, 2018 Paul Rose, Associate Dean for Academic Affairs, Ohio State University
Sep. 18, 2018 Shichao Ma, Ph.D. Candidate in Political Science, University of Rochester, and Yan Xiong, Ph.D. Candidate in Finance, University of Toronto
Sep. 17, 2018 Sanford Lewis, Director, Shareholder Rights Group
Sep. 12, 2018 Luke Johnson, Risk Capital Partners
Sep. 6, 2018 Neil J. Hennessy, Chairman, Chief Executive Officer, and Teresa M. Nilsen, President, Chief Operating Officer, Hennessy Advisors, Inc.
Sep. 4, 2018 James McRitchie
Aug. 15, 2018 John Endean, American Business Conference
Aug. 7, 2018 Jill Fisch, Saul A. Fox Distinguished Professor of Business Law, University of Pennsylvania Law School, Philadelphia, Pennsylvania
Aug. 1, 2018 Henry Eickelberg, COO, The Center On Executive Compensation
Jul. 31, 2018 Mike Spelman
Jul. 31, 2018 Jason Carter, Colonial Stock Transfer