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Comments on Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors' Exchange LLC

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Date Sort descending	Letter Type	Commenter Name
Dec. 1, 2021	Public Comment	Mark Zero, BSA

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-700

Release Number

34-93324

How to submit comments

Rules & Regulations

Enforcement & Litigation

Compliance

Comments on Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors' Exchange LLC

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Comments on Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors' Exchange LLC

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