Comments on Fixed Income Roundtable

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Date Received
Date Letter Type Commenter Name
Public Comment Thomas Shugrue, President/Owner of Carolina Capital Markets, Chapel Hill, North Carolina
Public Comment Jason Lehman, Founder and co-CEO, Headlands Technologies LLC
Public Comment Lynnette Kelly, Executive Director, Municipal Securities Rulemaking Board
Public Comment Joseph A. Hemphill III, President/CEO, Regional Brokers Inc.
Public Comment Will Rhode, Principal Director Fixed Income Research, TABB Group, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-660
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