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Comments on Rulemaking Petition: Request for rulemaking to reestablish the original congressional intent for a clear dichotomy between "Salesperson" and "Investment Adviser" under the Investment Advisers Act of 1940

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Date Sort descending	Letter Type	Commenter Name
July 19, 2012	Meeting with SEC Officials	Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 12, 2012, meeting with a representative of The Derivative Project

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-648

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Comments on Rulemaking Petition: Request for rulemaking to reestablish the original congressional intent for a clear dichotomy between "Salesperson" and "Investment Adviser" under the Investment Advisers Act of 1940

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Comments on Rulemaking Petition: Request for rulemaking to reestablish the original congressional intent for a clear dichotomy between "Salesperson" and "Investment Adviser" under the Investment Advisers Act of 1940

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