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Comments on Rulemaking Petition:
Request for rulemaking to reestablish the original congressional intent for a clear dichotomy between "Salesperson" and "Investment Adviser" under the Investment Advisers Act of 1940

[File No. 4-648]


Jul. 19, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 12, 2012, meeting with a representative of The Derivative Project

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/4-648/4-648.shtml


Modified: 10/16/2014