Comments on Rulemaking Petition: Request for rulemaking, regulation or order pursuant to Section 36(a)(1) of the Exchange Act to provide exemptive relief from the application of Section 15(c)(3) of the Exchange Act and Rule 15c3-3 thereunder

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Date Sort descending	Letter Type	Commenter Name
June 13, 2012	Public Comment	Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
May 31, 2012	Public Comment	Paul Swann, President & Chief Operating Officer, ICE Clear Europe Limited
April 9, 2012	Public Comment	Dorothy Donohue, Deputy General Counsel, Investment Company Institute
Dec. 22, 2011	Public Comment	Christopher S. Edmonds, President, ICE Clear Credit LLC
Dec. 22, 2011	Public Comment	Steven Chittenden, Chairman, Market Practices Committee, Association of Institutional Investors

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-641