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Biography

Keith Higgins
Keith Higgins
Director, Division of Corporation Finance

Previous SEC Positions:

Keith Higgins was named Director of the Securities and Exchange Commission’s Division of Corporation Finance in May 2013.

Mr. Higgins came to the SEC from the law firm of Ropes & Gray LLP where he was a partner in its Boston office. In that position, he advised public companies about securities offerings, mergers and acquisitions, compliance, and corporate governance, and advised underwriters in initial public offerings and other public equity offerings. He has been a frequent writer and lecturer on securities law, executive compensation, and corporate governance, and is a past chair of the Federal Regulation of Securities Committee of the American Bar Association.

Mr. Higgins holds a B.A. from Florida State University (Phi Beta Kappa) and received his M.A. from the University of Virginia. He graduated summa cum laude from Boston University School of Law and clerked for the Honorable Herbert P. Wilkins in the Supreme Judicial Court of Massachusetts.

Speeches

International Developments – Past, Present and Future
Jan. 21, 2016
Executive Compensation: Looking Beyond the Dodd-Frank Horizon
Nov. 17, 2015
Rule 14a-8: Conflicting Proposals, Conflicting Views
Feb. 10, 2015
View More Speeches

Statements

Statement of the Division of Corporation Finance on the Conflict Minerals Decision
April 29, 2014
View More Public Statements

Testimony

Testimony on “Oversight of the SEC’s Division of Corporation Finance”
July 24, 2014
Testimony Providing an Update on JOBS Act Implementation
Oct. 30, 2013
View More Testimony

Papers

Publications

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