Other
About Our Staff
Rick A. Fleming
Investor Advocate
Tracey L. McNeil
Ombudsman
Key Staff
Adam Anicich
Special Advisor and Investor Engagement Manager
John Foley
Senior Counsel to the Investor Advocate
Alexandra Ledbetter
Senior Counsel
Adam Moore
Senior Counsel
Brian Scholl, Ph.D.
Principal Economic Advisor and Senior Economist
Marc Oorloff Sharma
Chief Counsel
Alycia Chin
Senior Financial Economist
Jonathan Cook
Financial Economist
Jay Dhar
SEC Fellow (Economist)
Stacy A. Puente
Senior Special Counsel to the Ombudsman
Tonia Tornatore
Senior Enforcement and Auditing Counsel
Modified: Jan. 26, 2017