Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Special Studies

Staff Summary Report on Issues Identified in Examinations of Certain Structured Securities Products Sold to Retail Investors

July 26, 2011

ssp-study.pdf (PDF, 240.68 KB)

Last Reviewed or Updated: July 27, 2011

Rules & Regulations

Enforcement & Litigation

Compliance

Staff Summary Report on Issues Identified in Examinations of Certain Structured Securities Products Sold to Retail Investors

More in this Section

Staff Summary Report on Issues Identified in Examinations of Certain Structured Securities Products Sold to Retail Investors