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About

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Biography

Former Commissioner Allison Lee photo
Allison Herren Lee
Former Commissioner

Previous SEC Positions:

Commissioner: July 2019 - July 2022

Allison Herren Lee was appointed by President Donald Trump to the U.S. Securities and Exchange Commission, unanimously confirmed by the U.S. Senate, and sworn into office on July 8, 2019. Ms. Lee served as Acting Chair of the Commission from Jan. 21, 2021 to Apr. 17, 2021.

Commissioner Lee brought to the SEC over two decades of experience as a securities law practitioner. She wrote, lectured, and taught courses internationally in Spain and Italy on financial regulation and corporate law. Commissioner Lee served for over a decade in various roles at the SEC, including as counsel to Commissioner Kara Stein and as Senior Counsel in the Division of Enforcement’s Complex Financial Instruments Unit. In addition, she has served as a Special Assistant U.S. Attorney, was a member of the American Bar Association’s former Committee on Public Company Disclosure, and participated on a USAID project in Armenia assisting in the drafting of periodic reporting and disclosure provisions for a comprehensive law of the Republic of Armenia on Securities Market Regulation.

Prior to government service, Commissioner Lee was a partner at Sherman & Howard LLC, focusing on securities, antitrust, and commercial litigation. A member of the Colorado bar, she holds a bachelor’s degree in Business from the University of Colorado and a JD from the University of Denver College of Law, where she was salutatorian, a Chancellor’s Scholar, and served on the Law Review.

Speeches and Statements

Improving the Shareholder Proposal Process: Statement on Proposed Amendments to Rule 14a-8
July 13, 2022
Protecting the Independence of the Proxy Voting Process: Statement on Amendments Governing Proxy Voting Advice
July 13, 2022
Statement on Senate Confirmation of Jaime Lizárraga and Mark Uyeda
June 16, 2022
What’s in a Name? Aligning Fund Names with Investor Expectations
May 25, 2022
It’s Not Easy Being Green[1] : Bringing Transparency and Accountability to Sustainable Investing
May 25, 2022
Statement on the Proposal to Enhance Investor Protections in SPACs
March 30, 2022
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