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Reports and Publications

This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

Year:

Category:

Division or Office:


Date	Title	Category
Jan. 16, 2026	2025 Agency Financial Report	Annual Reports
Dec. 23, 2025	FY25 OIAD Report On Activities (PDF)	Annual Reports
Sept. 22, 2025	Report on the 44th Annual Small Business Forum (PDF)	Annual Reports
June 25, 2025	FY26 OIAD Report on Objectives (PDF)	Annual Reports
June 17, 2025	Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2025) (PDF)	Annual Reports
Jan. 28, 2025	Staff Report on Nationally Recognized Statistical Rating Organizations (January 2025) (PDF)	Annual Reports
Dec. 16, 2024	Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (December 2024) (PDF)	Annual Reports
Dec. 12, 2024	2024 OASB Annual Report (PDF)	Annual Reports
Dec. 12, 2024	FY24 OIAD Report On Activities (PDF)	Annual Reports
Nov. 21, 2024	2024 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2024	2024 Agency Financial Report	Annual Reports
Oct. 10, 2024	FY23 SEC Affirmative Action Plan for Persons with Disabilities (PDF)	Annual Reports
Sept. 20, 2024	Report on the 43rd Annual Small Business Forum (PDF)	Annual Reports
June 27, 2024	FY25 OIAD Report On Objectives (PDF)	Annual Reports
June 18, 2024	Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2024) (PDF)	Annual Reports
April 10, 2024	FY23 Annual No FEAR Act Report to Congress (PDF)	Annual Reports
Dec. 18, 2023	Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (December 2023) (PDF)	Annual Reports
Dec. 14, 2023	2023 OASB Annual Report (PDF)	Annual Reports
Dec. 5, 2023	FY23 OIAD Report On Activities (PDF)	Annual Reports
Nov. 16, 2023	2023 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2023	2023 Agency Financial Report	Annual Reports
Sept. 26, 2023	2023 Small Business Forum Report (PDF)	Annual Reports
June 30, 2023	Semi-Annual Report to Congress Regarding Public and Internal Use of Machine-Readable Data for Corporate Disclosures (June 2023) (PDF)	Annual Reports
June 29, 2023	FY24 OIAD Report On Objectives (PDF)	Annual Reports
Dec. 15, 2022	2022 OASB Annual Report (PDF)	Annual Reports
Dec. 15, 2022	FY22 OIAD Report On Activities (PDF)	Annual Reports
Dec. 9, 2022	2022 Annual Report on SEC Website Modernization Pursuant to Section 3(d) of the 21st Century Integrated Digital Experience Act (PDF)	Annual Reports
Nov. 15, 2022	2022 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2022	2022 Agency Financial Report	Annual Reports
July 27, 2022	2022 Small Business Forum Report (PDF)	Annual Reports
June 30, 2022	Office of the Investor Advocate Report on Objectives for Fiscal Year 2023 (PDF)	Annual Reports
Dec. 16, 2021	2021 Annual Report on Existing SEC Websites and Digital Services Pursuant to Section 3 of the 21st Century Integrated Digital Experience Act (PDF)	Annual Reports
Dec. 16, 2021	FY21 OIAD Report On Activities (PDF)	Annual Reports
Dec. 9, 2021	2021 OASB Annual Report (PDF)	Annual Reports
Nov. 18, 2021	FY21 Enforcement Results (PDF)	Annual Reports
Nov. 16, 2021	2021 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2021	2021 Agency Financial Report	Annual Reports
Sept. 24, 2021	2021 Small Business Forum Report (PDF)	Annual Reports
June 28, 2021	Office of the Investor Advocate Report on Objectives for Fiscal Year 2022 (PDF)	Annual Reports
Dec. 29, 2020	Office of the Investor Advocate Report on Activities for FY 2020 (PDF)	Annual Reports
Dec. 18, 2020	2020 OASB Annual Report (PDF)	Annual Reports
Dec. 18, 2020	Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2019 - June 25, 2020 (PDF)	Annual Reports
Dec. 18, 2020	2020 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization (PDF)	Annual Reports
Dec. 18, 2020	2020 Small Business Forum Report (PDF)	Annual Reports
Nov. 16, 2020	2020 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 16, 2020	2020 Agency Financial Report	Annual Reports
Nov. 2, 2020	Division of Enforcement 2020 Annual Report (PDF)	Annual Reports
June 29, 2020	Office of the Investor Advocate Report on Objectives for Fiscal Year 2021 (PDF)	Annual Reports
Jan. 24, 2020	2019 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization (PDF)	Annual Reports
Jan. 24, 2020	Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2018 - June 25, 2019 (PDF)	Annual Reports
Dec. 19, 2019	Office of the Investor Advocate Report on Activities for FY 2019 (PDF)	Annual Reports
Dec. 19, 2019	2019 Small Business Forum Report (PDF)	Annual Reports
Nov. 15, 2019	2019 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2019	Fiscal Year 2019 Agency Financial Report	Annual Reports
Nov. 6, 2019	Division of Enforcement 2019 Annual Report (PDF)	Annual Reports
June 27, 2019	Office of the Investor Advocate Report on Objectives for Fiscal Year 2020 (PDF)	Annual Reports
Dec. 20, 2018	Office of the Investor Advocate FY 2018 Report on Activities (PDF)	Annual Reports
Dec. 18, 2018	Annual Report to Congress on Nationally Recognized Statistical Rating Organization - June 26, 2017 - June 25, 2018 (PDF)	Annual Reports
Nov. 15, 2018	Fiscal Year 2018 Agency Financial Report	Annual Reports
Nov. 14, 2018	2018 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 2, 2018	Division of Enforcement 2018 Annual Report (PDF)	Annual Reports
June 29, 2018	Office of the Investor Advocate Report on Objectives for Fiscal Year 2019 (PDF)	Annual Reports
Dec. 20, 2017	Office of the Investor Advocate FY 2017 Report on Activities (PDF)	Annual Reports
Nov. 15, 2017	2017 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 14, 2017	Fiscal Year 2017 Agency Financial Report	Annual Reports
June 29, 2017	Office of the Investor Advocate Report on Objectives for Fiscal Year 2018 (PDF)	Annual Reports
Jan. 19, 2017	Summary of Performance and Financial Information, Fiscal Year 2016 (PDF)	Annual Reports
Dec. 21, 2016	Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2015 – June 25, 2016 (PDF)	Annual Reports
Dec. 21, 2016	Office of the Investor Advocate FY 2016 Report on Activities (PDF)	Annual Reports
Nov. 15, 2016	2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 15, 2016	Fiscal Year 2016 Agency Financial Report	Annual Reports
June 30, 2016	Office of the Investor Advocate Report on Objectives for FY 2017 (PDF)	Annual Reports
Feb. 11, 2016	Summary of Performance and Financial Information, Fiscal Year 2015 (PDF)	Annual Reports
Dec. 28, 2015	Annual Report to Congress on Nationally Recognized Statistical Rating Organizations - June 26, 2014 – June 25, 2015 (PDF)	Annual Reports
Dec. 23, 2015	Office of the Investor Advocate FY 2015 Report on Activities (PDF)	Annual Reports
Nov. 16, 2015	Fiscal Year 2015 Agency Financial Report	Annual Reports
Nov. 16, 2015	2015 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
June 30, 2015	Office of the Investor Advocate Report on Objectives for FY 2016 (PDF)	Annual Reports
Feb. 12, 2015	Summary of Performance and Financial Information, Fiscal Year 2014 (PDF)	Annual Reports
Dec. 23, 2014	Annual Report to Congress - June 26, 2013 – June 25, 2014 (PDF)	Annual Reports
Nov. 17, 2014	2014 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Nov. 17, 2014	Fiscal Year 2014 Agency Financial Report	Annual Reports
June 30, 2014	Report on Objectives - Office of the Investor Advocate (PDF)	Annual Reports
Dec. 16, 2013	2013 Agency Financial Report	Annual Reports
Dec. 1, 2013	Annual Report to Congress - June 26, 2012 to June 25, 2013 (PDF)	Annual Reports
Nov. 18, 2013	2013 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
April 24, 2013	Office of Minority and Women Inclusion Annual Report	Annual Reports
Feb. 7, 2013	Summary of Performance and Financial Information, Fiscal Year 2012 (PDF) (PDF)	Annual Reports
Dec. 1, 2012	Annual Report to Congress - June 26, 2011 to June 25, 2012 (PDF)	Annual Reports
Nov. 15, 2012	2012 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
April 10, 2012	Office of Minority and Women Inclusion Annual Report	Annual Reports
March 1, 2012	Annual Report to Congress - June 26, 2010 to June 25, 2011 (PDF)	Annual Reports
Jan. 1, 2012	2012 Agency Financial Report	Annual Reports
Nov. 14, 2011	2011 Annual Report on the Dodd-Frank Whistleblower Program (PDF)	Annual Reports
Jan. 1, 2011	2011 Annual Report	Annual Reports
Jan. 1, 2011	Annual Report to Congress - June 26, 2009 to June 25, 2010 (PDF)	Annual Reports
Jan. 1, 2010	2010 Annual Report	Annual Reports
Sept. 1, 2009	Annual Report to Congress - June 26, 2008 to June 25, 2009 (PDF)	Annual Reports
Jan. 1, 2009	2009 Annual Report	Annual Reports
June 1, 2008	Annual Report to Congress - June 26, 2007 to June 25, 2008 (PDF)	Annual Reports