Award Claim
In the Matter of Deutsche Bank Securities Inc., DWS Investment Management Americas, Inc., and DWS Distributors, Inc.
Nov. 29, 2022
2022-149
In the Matter of Deutsche Bank Securities Inc., DWS Investment Management Americas, Inc., and DWS Distributors, Inc.
Administrative Proceeding File No.: 3-21173
Date Filed: September 27, 2022
Date of Qualifying Judgment/Order: September 27, 2022
Last Reviewed or Updated: Nov. 30, 2022