Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Award Claim

In the Matter of Barclays Capital Inc.

Oct. 23, 2014

2014-115

In the Matter of Barclays Capital Inc.
Administrative Proceeding File No.: 3-16154
Case filed: September 23, 2014
Qualifying Judgment/Order: September 23, 2014

Last Reviewed or Updated: April 26, 2017

Rules & Regulations

Enforcement & Litigation

Compliance

In the Matter of Barclays Capital Inc.

More in this Section

Breadcrumb

In the Matter of Barclays Capital Inc.