Order Regarding Registration

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Release Number SEC Issue Date File Number Details
33-11127 333-266967 Electropremium (Order Denying Application to Withdraw Registration Statement Under the Securities Act of 1933)
34-95931 Order Cancelling Registration of Certain Municipal Advisor Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-95496 Notice of Intention to Cancel Registration of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-95243 Order Granting Registration of Demotech, Inc. as a Nationally Recognized Statistical Rating Organization
33-11074 333-259603 American CryptoFed DAO LLC (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933)
34-94651 Order Cancelling Registration of Municipal Advisor Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-94305 Securities Exchange Act of 1934; Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 1934
Federal Register version (87 FR 11779)
34-92530 Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934
Federal Register version (86 FR 42957)
IA-5730 Baomap Advisors Limited, et al. (Order Cancelling Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-5714 Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Federal Register version (86 FR 19050)
IA-5696 Notice of Intention To Cancel Registration Pursuant to Section 203(H) of The Investment Advisers Act of 1940
Federal Register version (86 FR 14169)
IA-5689 801-106576 Strategic Options, LLC (Order Denying a Request for Hearing and Cancelling the Registration of an Investment Advisor Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-5688 801-80706 Atlantis Asset Management International Corp., et al. (Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940)
Federal Register version (86 FR 11569)
IA-5673 801-10369 Trevor Stewart Burton & Jacobsen Inc. (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-5669 801-110022 Family Office Partners, Inc. (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-5646 Notice of Intention to Cancel Registration Pursuant to section 203(H) of the Investment Advisers Act of 1940
Federal Register version (85 FR 82010)
IA-5638 Ann T. Coffey Wealth Management LLC (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-5633 Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Federal Register version (85 FR 75391)
IA-5632 EF Hutton Investments LLC (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-5622 Notice of Intention To Cancel Registration Pursuant to the Investment Advisers Act of 1940
Federal Register version (85 FR 71707)
IA-5612 Notice of Intention To Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940
Federal Register version (85 FR 66590)
34-90112 S7-13-20 Notice of Proposed Exemptive Order Granting Conditional Exemption From the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders
Comments Due: November 12, 2020
View Received Comments
See Also - Press Release 2020-248
Submit a Comment on S7-13-20
Federal Register version (85 FR 64542)
IA-5602 Notice of Intention To Cancel Registration Pursuant to Section 203(H) of The Investment Advisers Act of 1940
Federal Register version (85 FR 63158)
IA-5568 Europa Investment Bank Inc. (Order Cancelling Registration Pursuant to SECTION 203(h) of the Investment Advisers Act of 1940)
IA-5549 Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Federal Register version (85 FR 46197)
IA-5534 McDaniel Investments, LLC (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-5525 Cheswold Lane Asset Management, LLC (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
34-89003 8-66603 Brewer Financial Services, LLC (Order Cancelling Registration Under Section 15(b) of the Securities Exchange Act of 1934)
IA-5506 Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Federal Register version (85 FR 31559)
IA-5504 Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Federal Register version (85 FR 31245)
IA-5493 Notice of Intention To Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Federal Register version (85 FR 27258)
IA-5317 Notice of Intention to Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940
34-85227 Notice of Intent to Cancel Registration of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
IA-4849 Notice of Intention to Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisors Act of 1940
34-82342 Notice of Intention To Cancel Registrations of Certain Transfer Agents
Federal Register version (82 FR 60778)
IA-4576 In the Matter of Ajenifuja Investments, LLC, 5226 Klingle Street NW., Washington, DC 20016; Investment Advisers Act of 1940; Notice of Intention to Cancel Registration Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Federal Register version (81 FR 87606)
34-79382 HR Ratings de México, S.A. de C.V. (Order Granting Registration of HR Ratings de México, S.A. de C.V. for Two Additional Classes of Credit Ratings)
34-78671 Morningstar Credit Ratings, LLC (Order Granting Registration of Morningstar Credit Ratings, LLC for Two Additional Classes of Credit Ratings)
33-10043 333-201823 Tigon (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933)
IA-4285 Notice of Intention to Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940
33-9586 Transfer Enterprises, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933) Registration No.: 333-190772
33-9585 List Solutions, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933) Registration No.: 333-190759
33-9588 EDGARizing Solutions, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933) Registration No.: 333-190755
33-9587 Borderless Holdings, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933) Registration No.: 333-190773
33-9517 Mobile Vault, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933) Registration No.: 333-189796
33-9421 Yuma Resources Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-186345)
33-9420 Tuba City Gold Corp. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-185848)
33-9419 Seaview Resources Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-186344)
33-9431 Lost Hills Mining Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-186343)
33-9430 Kingman River Resources Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-186342)
33-9429 Jewel Explorations Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-186202)
33-9426 Eclipse Resources Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-185227)
33-9425 Coronation Mining Corp. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-186203)
33-9424 Chum Mining Group Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-185210)
33-9423 CBL Resources Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-186341)
33-9422 Bonanza Resources Corp. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-186340)
33-9412 La Paz Mining Corp. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-182751)
33-9411 Clearpoint Resources Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-185849)
33-9410 Braxton Resources Inc. (Order Denying Withdrawal of Registration Statement; Registration Number: 333-185850)
IA-3547 Investment Adviser Registration Cancellations (Order Cancelling Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
34-68160 HR Ratings de México, S.A. de C.V. (Order Granting Registration of HR Ratings de México, S.A. de C.V. as a Nationally Recognized Statistical Rating Organization) (Corrected)
IA-3490 Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to the Investment Advisers Act of 1940
Federal Register version (77 FR 65234)
IA-3354 801-68894 Royal Oak Capital Management, LLC (Order Cancelling Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-3340 801-68894 Royal Oak Capital Management, LLC (Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
IA-3306 801-35969 Creative Investment Research, Inc. (Notice of Intention to Cancel Registration Pursuant to Section 203(h) of the Investment Advisers Act of 1940)
33-9190 Wave2Wave Communications, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933)
34-63211 Notice of Intention To Cancel Registrations of Certain Transfer Agents
Federal Register version (75 FR 68012)
34-57031 Egan-Jones Rating Company (Order Granting Registration of Egan-Jones Rating Company as a Nationally Recognized Statistical Rating Organization)
34-56511 Moody's Investors Service, Inc. (Order Granting Registration of Moody's Investors Service, Inc. as a Nationally Recognized Statistical Rating Organization)
34-54633 Notice of Intention To Cancel Registrations of Certain Transfer Agents
Federal Register version (71 FR 62631)
33-8502 Maximum Dynamics, Inc. (Order Denying Withdrawal of Registration Statement Under the Securities Act of 1933)
33-8027 American Life Insurance Company of New York (Order Declaring Registration Effective Pursuant to Section 8(a) of the Securities Act of 1933)
33-8028 American Life Insurance Company of New York (Statements Concerning the Order Declaring Registration Statement Effective)
IA-1705 Notice of Intention to Cancel Registrations of Certain Investment Advisers
Federal Register version (63 FR 12526)
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