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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy

Registered Clearing Agencies, The Options Clearing Corporation

Public Comments

Submit a Comment on SR-OCC-2023-001

View Received Comments

Last Reviewed or Updated: Feb. 15, 2024

Resources

Notice Rule: SEC Issued Version (pdf 172.88 KB)

Notice Rule: Federal Register Version

Exhibit 3

Exhibit 5

Details

Public Comments Due

March 16, 2023

File Number

SR-OCC-2023-001

Rule Type

Notice

Release Number

34-96948

SEC Issue Date

Feb. 17, 2023

Federal Register Publish Date

Feb. 23, 2023

Document Citation

88 FR 11485

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy

Public Comments

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy

Public Comments

Resources

Details