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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"

National Securities Exchanges, BATS Exchange (BATS)

Last Reviewed or Updated: Feb. 18, 2015

Resources

Notice Rule: SEC Issued Version (pdf 112.69 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

March 17, 2015

File Number

SR-BATS-2015-12

Rule Type

Notice

Release Number

34-74293

SEC Issue Date

Feb. 18, 2015

Federal Register Publish Date

Feb. 24, 2015

Document Citation

80 FR 9805

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"

Resources

Details

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"

Resources

Details