The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79435 | Nov 30, 2016 | SR-OCC-2016-014 | The Options Clearing Corporation | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Related to Compliance With Section 871(m) of the Internal Revenue Code See Also - Rel. No. 34-79172, Rel. No. 34-79172 |
| 34-79212 | Nov 1, 2016 | SR-OCC-2016-013 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Margin Coverage During Times of Increase Volatility |
| 34-79172 | Oct 27, 2016 | SR-OCC-2016-014 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Related to Compliance With Section 871(m) of the Internal Revenue Code |
| 34-79094 | Oct 13, 2016 | SR-OCC-2016-009 | The Options Clearing Corporation | Order Approving Proposed Rule Change Concerning the Options Clearing Corporation's Escrow Deposit Program See Also - Rel. No. 34-78675, Rel. No. 34-78675 |
| 34-79028 | Oct 3, 2016 | SR-OCC-2016-012 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees View Received Comments See Also - Exhibit 5, Exhibit 5 |
| 34-78983 | Sep 29, 2016 | SR-OCC-2016-010 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Amendments to and the Restatement of OCC's Certificate of Incorporation See Also - Exhibit 5, Exhibit 5 |
| 34-78862 | Sep 16, 2016 | SR-OCC-2016-002 | The Options Clearing Corporation | Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Concerning Enhancements to The Options Clearing Corporation's Governance Arrangements See Also - Rel. No. 34-78438, Rel. No. 34-78438 |
| 34-78724 | Aug 30, 2016 | SR-OCC-2016-004 | The Options Clearing Corporation | Notice of Withdrawal of a Proposed Rule Change Related to the Adoption of an Options Exchange Risk Control Standards Policy View Received Comments See Also - Rel. No. 34-78056, Rel. No. 34-77720, Rel. No. 34-77358, Rel. No. 34-78056, Rel. No. 34-77720, Rel. No. 34-77358 |
| 34-78675 | Aug 25, 2016 | SR-OCC-2016-009 | The Options Clearing Corporation | Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Escrow Deposit Program See Also - Exhibit 5A, Exhibit 5B, Exhibit 5A, Exhibit 5B |
| 34-78526 | Aug 10, 2016 | SR-OCC-2016-008 | The Options Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees See Also - Exhibit 5, Exhibit 5 |