National Securities Clearing Corporation (NSCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87911 | Jan 8, 2020 | SR-NSCC-2019-801 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds |
| 34-87912 | Jan 8, 2020 | SR-NSCC-2019-802 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice to Issue Term Debt as Part of its Liquidity Risk Management |
| 34-83955 | Aug 27, 2018 | SR-NSCC-2017-805 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments |
| 34-83952 | Aug 27, 2018 | SR-NSCC-2017-806 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| 34-83745 | Jul 31, 2018 | SR-NSCC-2017-805 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 4, Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-83748 | Jul 31, 2018 | SR-NSCC-2017-806 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 4, Exhibit 5, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| 34-82780 | Feb 26, 2018 | SR-NSCC-2017-808 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Enhance the Calculation of the Volatility Component of the Clearing Fund Formula that Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge |
| 34-82676 | Feb 9, 2018 | SR-NSCC-2017-807 | National Securities Clearing Corporation (NSCC-AN) | Notice of No Objection to an Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program |
| 34-82631 | Feb 5, 2018 | SR-NSCC-2017-808 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Enhance the Calculation of the Volatility Component of the Clearing Fund Formula that Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge See Also - Exhibit 5 |
| 34-82584 | Jan 24, 2018 | SR-NSCC-2017-806 | National Securities Clearing Corporation (NSCC-AN) | Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 5, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |