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NMS Plans

We encourage the public to submit comments on the following National Market System (NMS) plans during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

*  Chronological List
First Quarter
*  File Number Lists
*  File No. 4-443: Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add EDGX Exchange, Inc. (“EDGX”) as a Plan Sponsor
*  File No. 4-546: Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the EDGX Exchange, Inc. as a Participant

Additional Archives

Chronological List
Release No. Date Details
First Quarter

4-546
34-76823 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the EDGX Exchange, Inc. as a Participant
Comments due: February 1, 2016

4-443
34-76822 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add EDGX Exchange, Inc. ("EDGX") as a Plan Sponsor
Comments due: February 1, 2016

File Number Lists

File No.: 4-443: Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add EDGX Exchange, Inc. ("EDGX") as a Plan Sponsor
Release No. Date Details

4-443
34-76822 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options to Add EDGX Exchange, Inc. ("EDGX") as a Plan Sponsor
Comments due: February 1, 2016

File No.: 4-546: Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the EDGX Exchange, Inc. as a Participant
Release No. Date Details

4-546
34-76823 Jan. 5, 2016 Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the EDGX Exchange, Inc. as a Participant
Comments due: February 1, 2016

 

http://www.sec.gov/rules/sro/nms.shtml


Modified: 01/21/2016