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NASDAQ Stock Market LLC (NASDAQ) Rulemaking

We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NASDAQ File Number List for 2017

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NASDAQ-2017-005
34-79849 Jan. 19, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Fees at Rule 7015(h) Assessed for VTE Terminal Connectivity
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2017-001
34-79809 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Transaction Fees to Implement New Incentive
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2016-161
34-79810 Jan. 17, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt a New Extended Life Priority Order Attribute under Rule 4703, and to Make Related Changes to Rules 4702, 4752, 4753, 4754, and 4757
See also: Notice: Rel. No. 34-79428

SR-NASDAQ-2017-002
34-79791 Jan. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7018
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2016-135
34-79784 Jan. 12, 2017 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Relating to Continued Listing Requirements for Exchange-Traded Products
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-79399, Notice: Rel. No. 34-79081
Comments received are available for this proposal.

SR-NASDAQ-2016-173
34-79770 Jan. 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the All-Inclusive Annual Listing Fee for Limited Partnerships Listed on Nasdaq
Comments due: 21 days after publication in the Federal Register


NASDAQ File Number List for 2017
Release No. Date Details

SR-NASDAQ-2017-005
34-79849 Jan. 19, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Fees at Rule 7015(h) Assessed for VTE Terminal Connectivity
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2017-002
34-79791 Jan. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7018
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NASDAQ-2017-001
34-79809 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Transaction Fees to Implement New Incentive
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nasdaq.shtml


Modified: 01/20/2017