National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93787 | Dec 15, 2021 | SR-LTSE-2021-08 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change To Modify and Expand the Package of Products and Services Provided to Companies and Clarify Existing Practice Under Rule 14.602 Comments Due: January 11, 2022 See Also - Exhibit 5 Submit a Comment on SR-LTSE-2021-08
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| 34-93702 | Dec 1, 2021 | SR-LTSE-2021-07 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange in Rule 11.110 (Hours of Trading and Trading Days) Comments Due: December 28, 2021 See Also - Exhibit 5 |
| 34-93376 | Oct 18, 2021 | SR-LTSE-2021-06 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 Comments Due: November 12, 2021 See Also - Exhibit 5 |
| 34-92847 | Sep 1, 2021 | SR-LTSE-2021-05 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System ("OATS") Requirements) Comments Due: September 29, 2021 See Also - Exhibit 5 |
| 34-92752 | Aug 25, 2021 | SR-LTSE-2021-04 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director "Business Relationships" Provision and Definition of "Family Member" for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence) Comments Due: September 21, 2021 See Also - Exhibit 5 |
| 34-92055 | May 27, 2021 | SR-LTSE-2021-03 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Initial Listing Fee Comments Due: June 24, 2021 See Also - Exhibit 5 |
| 34-91287 | Mar 10, 2021 | SR-LTSE-2021-01 | Long-Term Stock Exchange, Inc. (LTSE) | Order Approving Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies Comments Due: February 25, 2021 |
| 34-91054 | Feb 3, 2021 | SR-LTSE-2020-22 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 14.602 Related to Promotional Services and Listing Ceremonies for Listed Companies Comments Due: March 2, 2021 View Received Comments |
| 34-91019 | Jan 29, 2021 | SR-LTSE-2021-01 | Long-Term Stock Exchange, Inc. (LTSE) | Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies Comments Due: February 25, 2021 See Also - Exhibit 5 |