FICC Advance Rulemaking
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter |
First Quarter
FICC Advance File Number List for 2021
Additional Archives
2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2021
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-FICC-2021-801 | ||
| 34-92799 | Aug. 27, 2021 | Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, to Add the Sponsored GC Service and Make Other Changes
Comments due: September 17, 2021 |
| Second Quarter | ||
| SR-FICC-2020-804 | ||
| 34-92145 | Jun. 10, 2021 | Notice of No Objection to Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount |
| SR-FICC-2021-801 | ||
| 34-92019 | May 27, 2021 | Notice of Filing of Advance Notice to Add the Sponsored GC Service and Make Other Changes
Comments due: June 18, 2021 Comments received are available for this proposal. See also: Memo regarding the Commission's Request for Additional Information; SR-FICC-2021-003 |
| First Quarter | ||
| SR-FICC-2020-803 | ||
| 34-90931 | Jan. 14, 2021 | Notice of No Objection to Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes |
File Number List for 2021
There are no file number entries at this time.
| Release No. | Date | Details |
|---|---|---|
| SR-FICC-2021-801 | ||
| 34-92799 | Aug. 27, 2021 | Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, to Add the Sponsored GC Service and Make Other Changes
Comments due: September 17, 2021 |
| 34-92019 | May 27, 2021 | Notice of Filing of Advance Notice to Add the Sponsored GC Service and Make Other Changes
Comments due: June 18, 2021 Comments received are available for this proposal. See also: Memo regarding the Commission's Request for Additional Information; SR-FICC-2021-003 |