FICC Advanced Notice Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter | First Quarter

FICC Advance Notice File Number List

Additional Archives

Chronological List

Release No. Date Details
Third Quarter
SR-FICC-2017-806
34-83747 Jul. 31, 2018 Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: August 21, 2018
Additional Materials: Exhibit 4, Exhibit 5
See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information
Comments received are available for this proposal.
SR-FICC-2017-805
34-83744 Jul. 31, 2018 Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: August 21, 2018
Additional Materials: Exhibit 4, Exhibit 5a, Exhibit 5b
See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information
Comments received are available for this proposal.
Second Quarter
SR-FICC-2018-801
34-83223 May 11, 2018 Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
Comments due: June 1, 2018
First Quarter
SR-FICC-2018-801
34-82820 Mar. 7, 2018 Notice of Extension of Review Period of Advance Notice to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
SR-FICC-2018-801
34-82779 Feb. 26, 2018 Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
Comments due: March 19, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-FICC-2017-806
34-82583 Jan. 24, 2018 Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: February 14, 2018
Additional Materials: Exhibit 5
See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information
Comments received are available for this proposal.
SR-FICC-2017-805
34-82580 Jan. 24, 2018 Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: February 14, 2018
Additional Materials: Exhibit 5a, Exhibit 5b
See also: Commission's Request for Additional Information and Response to the Commission's Request for Additional Information
Comments received are available for this proposal.

FICC Advance Notice File Number List

Release No. Date Details
SR-FICC-2018-801
34-83223 May 11, 2018 Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
Comments due: June 1, 2018
34-82820 Mar. 7, 2018 Notice of Extension of Review Period of Advance Notice to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
34-82779 Feb. 26, 2018 Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook
Comments due: March 19, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.