FICC Advanced Notice Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

FICC Advance Notice File Number List

Additional Archives

Chronological List

Release No. Date Details
Second Quarter
SR-FICC-2017-802
34-81054 Jun. 29, 2017 Notice of No Objection to Advance Notice Filing to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
See also: Notice: Rel. No. 34-80520, Notice: Rel. No. 34-80191
SR-FICC-2017-804
34-80731 May 19, 2017 Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes
See also: Notice: Release No. 34-80395
Additional File Nos.: SR-DTC-2017-801, SR-NSCC-2017-801
SR-FICC-2017-803
34-80546 Apr. 27, 2017 Notice of No Objection to Advance Notice Filing to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes
SR-FICC-2017-802
34-80520 Apr. 25, 2017 Notice of Extension of Review Period of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
See also: Notice: Rel. No. 34-81054, Notice: Rel. No. 34-80191
SR-FICC-2017-804
34-80395 Apr. 7, 2017 Notice of Filing of Advance Notice to Enhance the Credit Risk Rating Matrix and Make Other Changes
Comments due: April 28, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-80731
SR-FICC-2017-803
34-80361 Apr. 3, 2017 Notice of Filing of Advance Notice to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes
Comments due: April 24, 2017
Additional Materials: Exhibit 5
First Quarter
SR-FICC-2017-801
34-80341 Mar. 30, 2017 Notice of No Objection to Advance Notice Filing to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies
See also: Notice: Rel. No. 34-80139
SR-FICC-2017-802
34-80191 Mar. 9, 2017 Notice of Filing of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
Comments due: 15 days after publication in the Federal Register
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-81054
Comments received are available for this proposal.
SR-FICC-2017-801
34-80139 Mar. 2, 2017 Notice of Filing of Advance Notice to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies
Comments due: March 23, 2017
Additional Materials: Exhibit 2, Exhibit 5
See also: Notice: Rel. No. 34-80341
Comments received are available for this proposal.
SR-FICC-2016-801
34-79843 Jan. 19, 2017 Notice of No Objection to Advance Notice Filing to Implement a Change to the Methodology Used in the MBSD VaR Model

FICC Advance Notice File Number List

Release No. Date Details
SR-FICC-2017-804
34-80731 May 19, 2017 Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes
Additional File Nos.: SR-DTC-2017-801, SR-NSCC-2017-801
34-80395 Apr. 7, 2017 Notice of Filing of Advance Notice to Enhance the Credit Risk Rating Matrix and Make Other Changes
Comments due: April 28, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-803
34-80546 Apr. 27, 2017 Notice of No Objection to Advance Notice Filing to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes
34-80361 Apr. 3, 2017 Notice of Filing of Advance Notice to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes
Comments due: April 24, 2017
Additional Materials: Exhibit 5
SR-FICC-2017-802
34-81054 Jun. 29, 2017 Notice of No Objection to Advance Notice Filing to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
34-80520 Apr. 25, 2017 Notice of Extension of Review Period of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
34-80191 Mar. 9, 2017 Notice of Filing of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
Comments due: 15 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-FICC-2017-801
34-80341 Mar. 30, 2017 Notice of No Objection to Advance Notice Filing to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies
34-80139 Mar. 2, 2017 Notice of Filing of Advance Notice to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies
Comments due: March 23, 2017
Additional Materials: Exhibit 2, Exhibit 5
Comments received are available for this proposal.