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Regulatory Release

UBS Securities LLC, F/K/A, UBS Warburg LLC (Corrected Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934)

Details

Rule Type

Order Regarding Waiver

Release Number

33-8326

SEC Issue Date

Oct. 31, 2003 | 2:42 pm ET

Resources

Last Reviewed or Updated: May 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

UBS Securities LLC, F/K/A, UBS Warburg LLC (Corrected Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934)

Details

Resources

More in this Section

UBS Securities LLC, F/K/A, UBS Warburg LLC (Corrected Order Granting Waivers Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934)

Details

Resources