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Regulatory Release

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Details

Rule Type

Exemptive

Release Number

34-51328

SEC Issue Date

March 8, 2005 | 6:52 pm ET

Federal Register Publish Date

March 14, 2005 | 11:42 pm ET

Document Citation

70 FR 12517

Resources

Rel. Nos. 34-51328

Federal Register Version

Last Reviewed or Updated: June 26, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Details

Resources

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Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Details

Resources