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SEC Concept Releases Archive 2004
The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read
How to Submit Comments. Concept releases currently available include:
Additional Archives
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2003 |
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Release No. | Date | Details |
34-50700 |
Nov. 18, 2004 |
Concept Release Concerning Self-Regulation
Comments due: Mar. 8, 2005
File No.: S7-40-04
Comments received
are available
for this notice
Federal Register PDF
|
33-8497 |
Sep. 27, 2004 |
Enhancing Commission Filings Through the Use of Tagged Data
Comments due: Comments should be received on or before November 15, 2004.
File No.: S7-36-04
Other Release Nos.: 34-50454; 35-27895; 39-2429; IC-26623
Comments received
are available
for this notice
Federal Register PDF
|
33-8398 |
Mar. 11, 2004 |
Securities Transactions Settlement
Comments due: June 16, 2004
File No.: S7-13-04
Comments received
are available
for this notice
Federal Register PDF
|
34-49175 |
Feb. 3, 2004 |
Competitive Developments in the Options Markets
Comments due: April 9, 2004
File No.: S7-07-04
Comments received
are available
for this notice
Federal Register PDF
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http://www.sec.gov/rules/concept/conceptarchive/conceptarch2004.shtml
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